Abstract

Characterizing and modeling processes at the sun and space plasma in our solar system are difficult because the underlying physics is often complex, nonlinear, and not well understood. The drivers of a system are often nonlinearly correlated with one another, which makes it a challenge to understand the relative effects caused by each driver. However, entropy-based information theory can be a valuable tool that can be used to determine the information flow among various parameters, causalities, untangle the drivers, and provide observational constraints that can help guide the development of the theories and physics-based models. We review two examples of the applications of the information theoretic tools at the Sun and near-Earth space environment. In the first example, the solar wind drivers of radiation belt electrons are investigated using mutual information (MI), conditional mutual information (CMI), and transfer entropy (TE). As previously reported, radiation belt electron flux (Je) is anticorrelated with solar wind density (nsw) with a lag of 1 day. However, this lag time and anticorrelation can be attributed mainly to the Je(t + 2 days) correlation with solar wind velocity (Vsw)(t) and nsw(t + 1 day) anticorrelation with Vsw(t). Analyses of solar wind driving of the magnetosphere need to consider the large lag times, up to 3 days, in the (Vsw, nsw) anticorrelation. Using CMI to remove the effects of Vsw, the response of Je to nsw is 30% smaller and has a lag time <24 h, suggesting that the loss mechanism due to nsw or solar wind dynamic pressure has to start operating in <24 h. Nonstationarity in the system dynamics is investigated using windowed TE. The triangle distribution in Je(t + 2 days) vs. Vsw(t) can be better understood with TE. In the second example, the previously identified causal parameters of the solar cycle in the Babcock–Leighton type model such as the solar polar field, meridional flow, polar faculae (proxy for polar field), and flux emergence are investigated using TE. The transfer of information from the polar field to the sunspot number (SSN) peaks at lag times of 3–4 years. Both the flux emergence and the meridional flow contribute to the polar field, but at different time scales. The polar fields from at least the last 3 cycles contain information about SSN.

Highlights

  • For many complex systems, modeling can be physically or computationally difficult

  • We show how information theory can be useful in the studies of solar and space physics

  • We present examples from two applications, one in solar cycle dynamics and one in radiation belt dynamics, each with its own unique challenge

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Summary

Introduction

For many complex systems, modeling can be physically or computationally difficult. The coupled solar wind–magnetosphere system is nonlinear and complex. The entropy-based information theory can help identify nonlinearities in the system, information transfer between input and output parameters, and the lag response times. This nonparametric, statistics-based method is not constrained by the assumption of an underlying dynamics—rather the underlying (physics-based) dynamics is discovered by the approach and utilized to improve predictions. It can help untangle the input parameters that are correlated or anti-correlated with each other. It can be a useful tool to study many complex systems This approach should be considered complimentary to correlational analyses and to physics-based and empirical modeling approaches.

Data Set
The Solar Wind–Radiation Belt System
Scatter
Untangling the Drivers of the Radiation Belt Je
The Triangle Distribution
Points
The Solar Cycle
Section 5.1
The Parameters That Control the Polar Field
The Importance of the Polar Fields in Last Few Cycles for Predicting SSN
Findings
Concluding Remarks
Full Text
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