Abstract

As optical networks have evolved from point-to-point systems to ring or mesh networks, the optical devices that are needed to construct optical nodes have become more important and need to be more scalable. Hybridization of waveguide and free-space optics, or spatial and planar optical circuits (SPOCs), may provide the solutions for such needs. An SPOC platform is attractive because it can take advantage of both waveguide technology and free-space optics. Waveguide technology provides a high degree of integration of optical functionality for devices such as splitters and non-wavelength selective switches while free-space optics supplies a high degree of parallelism with two-dimensional spatial light modulators such as a liquid crystal on silicon (LCOS) devices. In this paper, we summarize the basics of SPOC technology and review its application to reconfigurable optical add-drop multiplexing (ROADM) devices. The key elements of a waveguide on an SPOC platform are an arrayed-waveguide grating and a spatial beam transformer. The latter functions as a microlens array and provides attractive features such as dense integration of switches. An LCOS device has numerous phase modulating pixels, enabling flexible manipulation of lightwaves. Using an SPOC platform, we constructed and demonstrated devices for ROADM applications including a wavelength filter, tunable optical dispersion compensators, and wavelength selective switches (WSSs). The WSSs range from an ultrahigh port count WSS to a single module wavelength cross connect.

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