Anisotropic diffusion filters for flow-dependent variational data assimilation of sea surface temperature

Abstract

It is well known that the background error covariance matrix in the data assimilation is anisotropic and varied with the flow field, that is, flow-dependent. However, it is generally assumed to be isotropic and static for ease of implementation. Therefore, to enhance the quality of the background error covariance, two easy-to-implement, flow-dependent three-dimensional variational analysis (3DVar) schemes, the advection–diffusion filter (ADF) and the Smagorinsky diffusion filter (SDF), are tentatively proposed. These serve as alternative schemes for the traditional methods that are based on the isotropic assumption. First, a correctness test of the gradient for the ADF is performed to verify the validity of the adjoint code. Then, the response analysis for the 1D advection–diffusion​ equation is investigated to validate the anisotropic characteristic of the ADF with various flow velocities. Second, the two flow-dependent 3DVar schemes are verified via single-observation assimilation experiments. Compared to the existing diffusion filter with a static diffusion coefficient, both new schemes show a flow-dependent capability in the assimilation experiment because they successfully spread the observational information anisotropically. Finally, a retroactive real-time forecast experiment framework based on a 3D baroclinic primitive equation ocean model is used to investigate the effects of the ADF/SDF on the analysis and forecast accuracy of sea surface temperature (SST). While the traditional variational assimilation method with an isotropic diffusion filter generally reduces initial field errors, both the ADF and SDF can further enhance the accuracy of the initial fields in strong current areas. In addition, better forecast skills can be obtained with the two flow-dependent schemes in the East China Sea.