Abstract

The avian lung is highly specialized and is both functionally and morphologically distinct from that of their closest extant relatives, the crocodilians. It is highly partitioned, with a unidirectionally ventilated and immobilized gas-exchanging lung, and functionally decoupled, compliant, poorly vascularized ventilatory air-sacs. To understand the evolutionary history of the archosaurian respiratory system, it is essential to determine which anatomical characteristics are shared between birds and crocodilians and the role these shared traits play in their respective respiratory biology. To begin to address this larger question, we examined the anatomy of the lung and bronchial tree of 10 American alligators (Alligator mississippiensis) and 11 ostriches (Struthio camelus) across an ontogenetic series using traditional and micro-computed tomography (µCT), three-dimensional (3D) digital models, and morphometry. Intraspecific variation and left to right asymmetry were present in certain aspects of the bronchial tree of both taxa but was particularly evident in the cardiac (medial) region of the lungs of alligators and the caudal aspect of the bronchial tree in both species. The cross-sectional area of the primary bronchus at the level of the major secondary airways and cross-sectional area of ostia scaled either isometrically or negatively allometrically in alligators and isometrically or positively allometrically in ostriches with respect to body mass. Of 15 lung metrics, five were significantly different between the alligator and ostrich, suggesting that these aspects of the lung are more interspecifically plastic in archosaurs. One metric, the distances between the carina and each of the major secondary airways, had minimal intraspecific or ontogenetic variation in both alligators and ostriches, and thus may be a conserved trait in both taxa. In contrast to previous descriptions, the 3D digital models and CT scan data demonstrate that the pulmonary diverticula pneumatize the axial skeleton of the ostrich directly from the gas-exchanging pulmonary tissues instead of the air sacs. Global and specific comparisons between the bronchial topography of the alligator and ostrich reveal multiple possible homologies, suggesting that certain structural aspects of the bronchial tree are likely conserved across Archosauria, and may have been present in the ancestral archosaurian lung.

Highlights

  • The lung has evolved a structural diversity (Fig. 1) that has confounded comparative biologists for centuries despite a common function as the primary site of gas exchange in the majority of vertebrates (Farmer, 2006, Farmer, 2010, Huxley, 1882, Maina, 2017, Sappey, 1847)

  • Distal to the end of the cartilaginous portion, the primary bronchus expands into a hook-shaped bronchus that curves medially, terminating in a small tapered point (Figs. 5-8)

  • There is a considerable amount of bilateral asymmetry in the overall morphology of the caudal portion of the primary bronchi in A. mississippiensis, and a grossly visible differential distribution of the respiratory parenchyma, with the majority of the parenchyma occupying the dorsal region of the lung (Fig. 7G, H)

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Summary

Introduction

The lung has evolved a structural diversity (Fig. 1) that has confounded comparative biologists for centuries despite a common function as the primary site of gas exchange in the majority of vertebrates (Farmer, 2006, Farmer, 2010, Huxley, 1882, Maina, 2017, Sappey, 1847). The complete three-dimensional (3D) anatomy has been difficult to study in situ prior to the introduction of computed tomographic (CT) and microCT (μCT) methodologies. This has resulted in an incomplete understanding of many aspects of lung morphology, including the relationships between the bronchial tree and the air sac system, degree of intra- and interspecific variation and ontogenetic changes, and relationships between the respiratory system and the adjacent skeletal tissues. Despite over a century of study on airflow patterns in the avian lung, the mechanisms by which unidirectional flow is maintained within the bronchial tree remains elusive (Harvey and Ben-Tal, 2016, Maina, 2017, Maina and Africa, 2000, Maina et al., 2009)

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