Abstract

OF THE DISSERTATION AN INTEGRATED FRAMEWORK FOR PATENT ANALYSIS AND MINING by Longhui Zhang Florida International University, 2016 Miami, Florida Professor Tao Li, Major Professor Patent documents are important intellectual resources of protecting interests of individuals, organizations and companies. These patent documents have great research values, beneficial to the industry, business, law, and policy-making communities. Patent mining aims at assisting patent analysts in investigating, processing, and analyzing patent documents, which has attracted increasing interest in academia and industry. However, despite recent advances of patent mining, several critical issues in current patent mining systems have not been well explored in previous studies. These issues include: 1) the query retrieval problem that assists patent analysts finding all relevant patent documents for a given patent application; 2) the patent documents comparative summarization problem that facilitates patent analysts in quickly reviewing any given patent document pairs; and 3) the key patent documents discovery problem that helps patent analysts to quickly grasp the linkage between different technologies in order to better understand the technical trend from a collection of patent documents. This dissertation follows the stream of research that covers the aforementioned issues of existing patent analysis and mining systems. In this work, we delve into three interleaved aspects of patent mining techniques, including (1) PatSearch, a framework of automatically generating the search query from a given patent application and retrieving relevant patents to user; (2) PatCom, a framework of investigating the relationship in terms of commonality and difference between patent documents pairs,

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