An Integrated Counterfactual Sample Generation and Filtering Approach for SAR Automatic Target Recognition with a Small Sample Set

Abstract

Although automatic target recognition (ATR) models based on data-driven algorithms have achieved excellent performance in recent years, the synthetic aperture radar (SAR) ATR model often suffered from performance degradation when it encountered a small sample set. In this paper, an integrated counterfactual sample generation and filtering approach is proposed to alleviate the negative influence of a small sample set. The proposed method consists of a generation component and a filtering component. First, the proposed generation component utilizes the overfitting characteristics of generative adversarial networks (GANs), which ensures the generation of counterfactual target samples. Second, the proposed filtering component is built by learning different recognition functions. In the proposed filtering component, multiple SVMs trained by different SAR target sample sets provide pseudo-labels to the other SVMs to improve the recognition rate. Then, the proposed approach improves the performance of the recognition model dynamically while it continuously generates counterfactual target samples. At the same time, counterfactual target samples that are beneficial to the ATR model are also filtered. Moreover, ablation experiments demonstrate the effectiveness of the various components of the proposed method. Experimental results based on the Moving and Stationary Target Acquisition and Recognition (MSTAR) and OpenSARship dataset also show the advantages of the proposed approach. Even though the size of the constructed training set was 14.5% of the original training set, the recognition performance of the ATR model reached 91.27% with the proposed approach.