An Adaptive Optimized TVF-EMD Based on a Sparsity-Impact Measure Index for Bearing Incipient Fault Diagnosis

Abstract

Bearing incipient fault diagnosis is very crucial to the timely condition-based maintenance (CBM), but it is also relatively difficult because of the faint feature and environmental interference. In this article, an adaptive optimized time-varying filtering-based empirical mode decomposition (TVF-EMD) (AO-TVF-EMD) is put forward to extract more explicit and abundant incipient fault features by optimizing the parameter combination in conventional TVF-EMD. First, a novel integrated indicator termed sparsity-impact measure index (SIMI) constructed from dispersion entropy (DE) and envelope characteristic frequency ratio (ECFR) is designed as the parameter selection criterion. This index fully guarantees the optimal sparsity and impact properties of the obtained modes simultaneously, considering both time- and frequency-domain characteristics. Simulation verified that SIMI can not only sensitively characterize the variation of fault feature but also is robust to the environmental disturbance. Subsequently, we employ the Salp swarm algorithm (SSA) to realize the accurate search of parameter combinations where the minimum SIMI is defined as the fitness function. Moreover, comparative analysis in two runs to failure tests of bearings demonstrate that AO-TVF-EMD is more effective to extract incipient fault features than the maximum weighted Kurtosis (MWK) optimized TVF-EMD, the conventional TVF-EMD with fixed parameter, and some other advanced signal processing methods, which highlights the superiority of the proposed method.