Abstract

The degree of human cooperation among strangers is a major evolutionary puzzle. A prominent explanation is that cooperation is maintained because many individuals have a predisposition to punish those violating group-beneficial norms. A critical condition for cooperation to evolve in evolutionary models is that punishment increases with the severity of the violation. Here we present evidence from a field experiment with real-life interactions that, unlike in lab experiments, altruistic punishment does not increase with the severity of the violation, regardless of whether it is direct (confronting a violator) or indirect (withholding help). We also document growing concerns for counter-punishment as the severity of the violation increases, indicating that the marginal cost of direct punishment increases with the severity of violations. The evidence suggests that altruistic punishment may not provide appropriate incentives to deter large violations. Our findings thus offer a rationale for the emergence of formal institutions for promoting large-scale cooperation among strangers.

Highlights

  • The degree of human cooperation among strangers is a major evolutionary puzzle

  • A critical condition for cooperation to be sustained in evolutionary models is that, as in formal institutions charged with maintaining social order[4], altruistic punishment ‘fits the crime’, that is, it increases with the severity of the violation[5,6,7,8,9,10,11,12]

  • Controlled experiments have recently been carried out in natural field settings documenting the predisposition to punish norm violators[19,20], but there is no evidence to date on whether altruistic punishment is responsive to the severity of norm violations

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Summary

Introduction

The degree of human cooperation among strangers is a major evolutionary puzzle. A prominent explanation is that cooperation is maintained because many individuals have a predisposition to punish those violating group-beneficial norms. A critical condition for cooperation to be sustained in evolutionary models is that, as in formal institutions charged with maintaining social order[4], altruistic punishment ‘fits the crime’, that is, it increases with the severity of the violation[5,6,7,8,9,10,11,12]. This condition appears to be satisfied in lab experiments[13,14,15,16,17,18], the role of altruistic punishment in maintaining cooperation in daily life cannot be established without field data[2,3]. The two treatments ‘Small No Help’ and ‘Large No Help’ are identical in the violation act, but lack the bookfalling act

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