Abstract

BackgroundThe role of consent for research use of health information is contentious. Most discussion has focused on when project-specific consent may be waived but, recently, a broader range of consent options has been entertained, including broad opt-in for multiple studies with restrictions and notification with opt-out. We sought to elicit public values in this matter and to work toward an agreement about a common approach to consent for use of personal information for health research through deliberative public dialogues.MethodsWe conducted seven day-long public dialogues, involving 98 participants across Canada. Immediately before and after each dialogue, participants completed a fixed-response questionnaire rating individuals' support for 3 approaches to consent in the abstract and their consent choices for 5 health research scenarios using personal information. They also rated how confident different safeguards made them feel that their information was being used responsibly.ResultsBroad opt-in consent for use of personal information garnered the greatest support in the abstract. When presented with specific research scenarios, no one approach to consent predominated. When profit was introduced into the scenarios, consent choices shifted toward greater control over use. Despite lively and constructive dialogues, and considerable shifting in opinion at the individual level, at the end of the day, there was no substantive aggregate movement in opinion. Personal controls were among the most commonly cited approaches to improving people's confidence in the responsible use of their information for research.ConclusionBecause no one approach to consent satisfied even a simple majority of dialogue participants and the importance placed on personal controls, a mechanism should be developed for documenting consent choice for different types of research, including ways for individuals to check who has accessed their medical record for purposes other than clinical care. This could be done, for example, through a web-based patient portal to their electronic health record. Researchers and policy makers should continue to engage the public to promote greater public understanding of the research process and to look for feasible alternatives to existing approaches to project-specific consent for observational research.

Highlights

  • The role of consent for research use of health information is contentious

  • While administrative datasets continue to have an important role in a variety of health research, increasingly researchers are turning to clinical records, as they become available in electronic format

  • Participants in two of the dialogues were recruited through an invitation at the end of a public opinion survey of 1230 Canadians that we had conducted on the topic of privacy and access to personal information for health research [2]

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Summary

Introduction

The role of consent for research use of health information is contentious. Most discussion has focused on when project-specific consent may be waived but, recently, a broader range of consent options has been entertained, including broad opt-in for multiple studies with restrictions and notification with opt-out. The role of consent in the secondary use of health information for a variety of types of observational research involving the health record has been contentious. The workbook presented three general approaches to the role of consent in the use of personal information for health research as a starting point for their discussion:. - Approach 2: not requiring consent for research use of their information (called "assumed consent" in the dialogues). This approach maximized efficiency of research and represents the way information from the medical record has been used historically for quality improvement/system management, and for medical education. Participants were told there would be a notification system that one's information was being used for research purposes, with an option to opt-out of research use, but the onus was on the individual to do so

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