Abstract

Need—National legislative health and safety (H&S) frameworks impose requirements but grant self-management to organisations. Consequently variability arises in management systems, and some organisations struggle to achieve successful implementation. The risk assessment process is key to the H&S management system, and could benefit from greater consistency and better external alignment with the legislative framework of the jurisdiction. Approach—The harm categories in the New Zealand (NZ) Act were adapted into a consequence scale. A non-linear scale was developed for the consequence axis to represent the disproportional nature of catastrophic harm outcomes compared to minor injuries. A hazard assessment process was devised based on systems engineering methods. Organisational decision-criteria were derived from the communications requirement in the Act, and these thresholds linked to expected treatments. Originality—A method is providing for aligning risk assessments with a national legislative framework, and integrating the technical aspects of risk assessment with the management processes. The approach also more explicitly includes recovery actions in contrast to existing methods where prevention dominates. Regarding the management aspects, it shows how thresholds may be defined relative to the legislation, to give clear expectations regarding treatment and internal communication, thereby assisting executives (‘officers’ in terms of the NZ Act) meet their duties.

Highlights

  • The assessment of occupational health and safety (OSH) hazards, as commonly applied in the workplace, typically comprises the tabular evaluation of consequences and their likelihoods, for various risks

  • A method is providing for aligning risk assessments with a national legislative framework, and integrating the technical aspects of risk assessment with the management processes

  • The approach more explicitly includes recovery actions in contrast to existing methods where prevention dominates. It shows how thresholds may be defined relative to the legislation, to give clear expectations regarding treatment and internal communication, thereby assisting executives (‘officers’ in terms of the New Zealand (NZ) Act) meet their duties

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Summary

Introduction

The assessment of occupational health and safety (OSH) hazards, as commonly applied in the workplace, typically comprises the tabular evaluation of consequences and their likelihoods, for various risks. The resulting table of hazards and the solutions (which are variously called treatments, remedies, or mitigation) is called a risk register. It may include residual risks, i.e., a reassessment of the risk assuming the proposed treatments are effective. In the NZ case, the relevant legislation is the Health and Safety at Work Act (2015) [4]. It introduced a radically different legislative intent towards safety. The self-management of H&S was ineffective and safety was compromised

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