A variational principle in the parametric geometry of numbers

Abstract

We extend the parametric geometry of numbers (initiated by Schmidt and Summerer, and deepened by Roy) to Diophantine approximation for systems of m linear forms in n variables, and establish a new connection to the metric theory via a variational principle that computes fractal dimensions of a variety of sets of number-theoretic interest. The proof of our variational principle relies on two novel ingredients: a variant of Schmidt's game capable of computing the Hausdorff and packing dimensions of any set, and the notion of templates, which generalize Roy's rigid systems. We use our variational principle to compute the Hausdorff and packing dimensions of the set of singular systems of linear forms and show they are equal, resolving a conjecture of Kadyrov, Kleinbock, Lindenstrauss and Margulis, as well as a question of Bugeaud, Cheung and Chevallier. As a corollary of Dani's correspondence principle, the divergent trajectories of a one-parameter diagonal action on the space of unimodular lattices with exactly two Lyapunov exponents with opposite signs have equal Hausdorff and packing dimensions. Other applications include quantitative strengthenings of theorems due to Cheung and Moshchevitin, which originally resolved conjectures due to Starkov and Schmidt respectively; as well as dimension formulas with respect to the uniform exponent of irrationality for simultaneous and dual approximation in two dimensions, completing partial results due to Baker, Bugeaud, Cheung, Chevallier, Dodson, Laurent and Rynne.