A Unified Treatment of Selection Rules and Symmetry Relations for Sum-Frequency and Second Harmonic Spectroscopies

Abstract

A simplifying treatment is developed for describing the molecular origins of electric dipole allowed sum-frequency generation (SFG) and second harmonic generation (SHG). The full sum-over-states expressions for the nonlinear polarizability simplify tremendously at or near resonance to straightforward formulas easily connected to intuitive molecular properties. For resonance enhancement at the sum or second harmonic frequency, the molecular nonlinear polarizability tensor is shown to be the direct product of the transition moment and the two-photon absorption (TPA) polarizability tensor. To our knowledge, this is the first rigorous mathematical demonstration indicating such a simple relationship directly connecting second harmonic generation with TPA, providing a link between the two fields of inquiry. Under resonance enhancement with one of the incident frequencies, the SFG and SHG nonlinear polarizability tensors similarly are given by the products of the transition moments and the anti-Stokes Raman polarizability tensors (a reasonably well-known result for SFG). Under double-resonance conditions (i.e., resonant with one of the incident frequencies and the sum frequency), the two descriptions for the nonlinear polarizability become mathematically equivalent. Nonlinear optical character tables for both SHG and SFG under all resonance conditions have been compiled for chromophores of Cs, C2, C2v, and C3v symmetries. Explicit evaluation of the corresponding orientational averages for each allowed transition in each character table assuming a uniaxial macroscopic orientation distribution reveals numerous relationships connecting the microscopic symmetry with the macroscopic nonlinear response. The approaches developed in this work are sufficiently general to allow their use in interpreting electronic, vibrational, and vibronic spectroscopic measurements by SHG and SFG.