Abstract

AbstractThe term securities swindle is commonly associated with fly‐by‐night charlatans who prey on novice investors or the elderly. Many corporate people believe this kind of unscrupulous behavior is uncommon in legitimate financial institutions.But that's not true. And treasury managers—who routinely use brokerage firms for various purposes—can fall victim to securities swindles more easily than you might think.What are the most common swindles out there now? And how must treasurers protect themselves? © 2008 Wiley Periodicals, Inc.

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