Abstract

The role of Sb and Bi as surfactants in GaN growth is investigated using first-principles, periodic, self-consistent, density functional theory calculations. It is shown that N diffuses much slower than Ga on the Ga-rich GaN(0 0 0 1) surface. Surfactants such as Sb and Bi are considerably more mobile on this surface and they react with N to produce SbN and BiN intermediates. The diffusion of these intermediates on the Ga-rich GaN(0 0 0 1) surface is more facile than that of atomic N. Therefore, this intermediate-mediated transport mechanism would increase the effective diffusion length for N. As a result, Sb and Bi would improve step edge incorporation of N, leading to a reduction in the average surface roughness of the GaN samples. While the barrier for BiN diffusion on GaN(0 0 0 1) is only slightly lower than that of N, the calculated difference in the diffusion barriers of SbN and N on that surface is significant and this would cause the preferential sidewall facets to change from ( 1 1 ¯ 0 1 ) and ( 1 1 2 ¯ 2 ) to the vertical ( 1 1 2 ¯ 0 ) facets during lateral epitaxial overgrowth (LEO). Additional calculations show that Sb and Bi can act as surfactants on the GaN ( 1 1 2 ¯ 0 ) surface too. However, the adsorption of all the species on GaN ( 1 1 2 ¯ 0 ) is significantly weaker and the diffusion barriers of SbN and BiN are considerably higher compared to the GaN(0 0 0 1) surface. Consequently, the surfactant effect of Sb and Bi on the GaN ( 1 1 2 ¯ 0 ) surface should be less pronounced compared to that on the GaN(0 0 0 1) surface.

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