Abstract

Background: Household survey data are frequently used to estimate vaccination coverage - a key indicator for monitoring and guiding immunization programs - in low and middle-income countries. Surveys typically rely on documented evidence from home-based records (HBR) and/or maternal recall to determine a child’s vaccination history, and may also include health facility sources, BCG scars, and/or serological data. However, there is no gold standard source for vaccination history and the accuracy of existing sources has been called into question. Methods and Findings: We conducted a systematic review of peer-reviewed literature published January 1, 1957 through December 11, 2017 that compared vaccination status at the child-level from at least two sources of vaccination history. 27 articles met inclusion criteria. The percentage point difference in coverage estimates varied substantially when comparing caregiver recall to HBRs (median: +1, range: -43 to +17), to health facility records (median: +5, range: -29 to +34) and to serology (median: -20, range: -32 to +2). Ranges were also wide comparing HBRs to facility-based records (median: +17, range: -61 to +21) and to serology (median: +2, range: -38 to +36). Across 10 studies comparing recall to HBRs, Kappa values exceeded 0.60 in 45% of comparisons; across 7 studies comparing recall to facility-based records, Kappa never reached 0.60. Agreement varied depending on study setting, coverage level, antigen type, number of doses, and child age. Conclusions: Recall and HBR provide relatively concordant vaccination histories in some settings, but both have poor agreement with facility-based records and serology. Long-term, improving clinical decision making and vaccination coverage estimates will depend on strengthening administrative systems and record keeping practices. Short-term, there must be greater recognition of imperfections across available vaccination history sources and explicit clarity regarding survey goals and the level of precision, potential biases, and associated resources needed to achieve these goals.

Highlights

  • Vaccination coverage estimates are frequently used at the sub-national, national, and global levels to track performance, set priorities, make managerial and strategic decisions, and allocate funding for immunization programs[1]

  • Coverage estimates based on home-based records (HBR) were a median of 17 percentage points (PP) higher than those based on facility records, though the range was wide (-61 PP to +21 PP)

  • Our study finds relatively good agreement between vaccination based on documented evidence in HBRs and that obtained from recall, but comparatively poor agreement versus facility-based records or serology in low and middle-income countries (LMIC) settings

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Summary

Introduction

Vaccination coverage estimates are frequently used at the sub-national, national, and global levels to track performance, set priorities, make managerial and strategic decisions, and allocate funding for immunization programs[1]. LMICs frequently complement administrative recording and reporting data with vaccination coverage surveys, which typically rely on documented evidence in home-based records (HBR) and/or caregiver recall to ascertain a child’s vaccination history[3,4,5]. Surveys typically rely on documented evidence from home-based records (HBR) and/or maternal recall to determine a child’s vaccination history, and may include health facility sources, BCG scars, and/or serological data. The percentage point difference in coverage estimates varied substantially when comparing caregiver recall to HBRs (median: +1, range: -43 to +17), to health facility records (median: +5, range: -29 to +34) and to serology (median: -20, range: -32 to +2). Conclusions: Recall and HBR provide relatively concordant vaccination histories in some settings, but both have poor agreement with facility-based records and serology. Short-term, there must be greater version 1 published 21 Mar 2019

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