Abstract

BackgroundTheory is often recommended as a framework for guiding hypothesized mechanisms of treatment effect. However, there is limited guidance about how to use theory in intervention development.MethodsWe conducted a systematic review to provide an exemplar review evaluating the extent to which use of theory is identified and incorporated within existing interventions. We searched electronic databases PubMed, PsycINFO, CENTRAL, and EMBASE from inception to May 2014. We searched clinicaltrials.gov for registered protocols, reference lists of relevant systematic reviews and included studies, and conducted a citation search in Web of Science. We included peer-reviewed publications of interventions that referenced the social cognitive theory of self-regulation as a framework for interventions to manage chronic health conditions. Two reviewers independently assessed articles for eligibility. We contacted all authors of included studies for information detailing intervention content. We describe how often theory mechanisms were addressed by interventions, and report intervention characteristics used to address theory.ResultsOf 202 articles that reported using the social cognitive theory of self-regulation, 52% failed to incorporate self-monitoring, a main theory component, and were therefore excluded. We included 35 interventions that adequately used the theory framework. Intervention characteristics were often poorly reported in peer-reviewed publications, 21 of 35 interventions incorporated characteristics that addressed each of the main theory components. Each intervention addressed, on average, six of eight self-monitoring mechanisms, two of five self-judgement mechanisms, and one of three self-evaluation mechanisms. The self-monitoring mechanisms ‘Feedback’ and ‘Consistency’ were addressed by all interventions, whereas the self-evaluation mechanisms ‘Self-incentives’ and ‘External rewards’ were addressed by six and four interventions, respectively. The present review establishes that systematic review is a feasible method of identifying use of theory as a conceptual framework for existing interventions. We identified the social cognitive theory of self-regulation as a feasible framework to guide intervention development for chronic health conditions.

Highlights

  • Theory can provide a framework for guiding the development and implementation of health interventions

  • Systematic Review of Theoretical Intervention Framework incorporated characteristics that addressed each of the main theory components

  • The present review establishes that systematic review is a feasible method of identifying use of theory as a conceptual framework for existing interventions

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Summary

Introduction

Theory can provide a framework for guiding the development and implementation of health interventions. The use of theory is recommended by the UK Medical Research Council to provide hypotheses of specific mechanisms and interactions [1,2,3,4] during the first phase in the development of interventions [5]. The importance of managing chronic health conditions is evident by their increasing prevalence and leading role in worldwide morbidity and mortality [9] Many of these conditions can be prevented, treated, and managed through behaviour change interventions, which provide individuals with the skills to have control over and improve their health [7,9]. There is limited guidance about how to use theory in intervention development

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