A phenological-knowledge-independent method for automatic paddy rice mapping with time series of polarimetric SAR images

Abstract

Paddy rice, which sustains more than half of the global population, requires accurate and efficient mapping to ensure food security. Synthetic aperture radar (SAR) has become indispensable in this process due to its remarkable ability to operate effectively in adverse weather conditions and its sensitivity to paddy rice growth. Phenological-knowledge-based (PKB) methods have been commonly employed in conjunction with time series of SAR images for paddy rice mapping, primarily because they eliminate the need for training datasets. However, PKB methods possess inherent limitations, primarily stemming from their reliance on precise phenological information regarding paddy rice growth. This information varies across regions and paddy rice varieties, making it challenging to use PKB methods effectively on a large spatial scale, such as the national or global scale, where collecting comprehensive phenological data becomes impractical. Moreover, variations in farming practices and field conditions can lead to differences in paddy rice growth stages even within the same region. Using a generalized set of phenological knowledge in PKB methods may not be suitable for all paddy fields, potentially resulting in errors in paddy rice extraction. To address the challenges posed by PKB methods, this study proposed an innovative approach known as the phenological-knowledge-independent (PKI) method for mapping paddy rice using time series of Sentinel-1 SAR images. The central innovation of the PKI method lies in its capability to map paddy rice without relying on specific knowledge of paddy rice phenology or the need for a training dataset. This was made possible by the incorporation of three novel metrics: VH and VV normalized maximum temporal changes (NMTC) and VH temporal mean, derived from the distinctions between paddy rice and other land cover types in time series of SAR images. The PKI method was rigorously evaluated across three regions in China, each featuring different paddy rice varieties. Additionally, the PKI method was compared with two prevalent phenological-knowledge-based techniques: the automated paddy rice mapping method using SAR flooding signals (ARM-SARFS) and the manual interpretation of unsupervised clustering results (MI-UCR). The PKI method achieved an average overall accuracy of 97.99%, surpassing the ARM-SARFS, which recorded an accuracy of 89.65% due to errors stemming from phenological disparities among different paddy fields. Furthermore, the PKI method delivered results on par with the MI-UCR, which relied on the fusion of SAR and optical image time series, achieving an accuracy of 97.71%. As demonstrated by these findings, the PKI method proves highly effective in mapping paddy rice across diverse regions, all without the need for phenological knowledge or a training dataset. Consequently, it holds substantial promise for efficiently mapping paddy rice on a large spatial scale. The source code used in this study is available at https://code.earthengine.google.com/f82cf10cad64fa3f971ae99027001a6e.