Abstract

Although many novel phase I designs have been developed in recent years, few studies have discussed how to incorporate external information into dose-finding designs. In this paper, we first propose a new method for developing a phase I design, Bayesian optimal interval design (BOIN)[Liu S et al. (2015), Yuan Y et al. (2016)], for formally incorporating historical information. An algorithm to automatically generate parameters for prior set-up is introduced. Second, we propose a method to relax the fixed boundaries of the BOIN design to be adaptive, such that the accumulative information can be used more appropriately. This modified design is called adaptive BOIN (aBOIN). Simulation studies to examine performances of the aBOIN design in small and large sample sizes revealed comparable performances for the aBOIN and original BOIN designs for small sample sizes. However, aBOIN outperformed BOIN in moderate sample sizes. Simulation results also showed that when historical trials are conducted in settings similar to those for the current trial, their performance can be significantly improved. This approach can be applied directly to pediatric cancer trials, since all phase I trials in children are followed by similar efficient adult trials in the current drug development paradigm. However, when information is weak, operating characteristics are compromised.

Highlights

  • In the field of drug development, there is high interest in conducting clinical trials using designs that can enable the incorporation of external information, such as prior or historical information, with trial data to save sample sizes, improve the power, and expedite the trial process

  • For comparing the adaptive BOIN (aBOIN) design with or without prior information, we focus on the percentage of correct selection (PCS) of the true MTD by comparing the proposed design to the original Bayesian optimal interval design (BOIN) design

  • Theoretical properties were derived for the aBOIN design

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Summary

Introduction

In the field of drug development, there is high interest in conducting clinical trials using designs that can enable the incorporation of external information, such as prior or historical information, with trial data to save sample sizes, improve the power, and expedite the trial process. Several studies have focused on developing designs that incorporate external information for phase II or III trials, for example, meta-analytic power prior–based multiple historical sources [1], hierarchical shrinkage method for basket trials [2,3,4], calibrated power prior for biosimilar trials [5], and Bayesian designs for confirmatory trials [6, 7]. Phase I design with adaptive shrinking boundaries and incorporation of historical information

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