Abstract

The morphology of the joint surface is multi-scale, and it can be divided into first-order asperity (waviness) and second-order asperity (unevenness). At present, the joint roughness characterization formula considers only the morphology contribution of waviness and unevenness components and does not fully consider their mechanical contribution. At same time, the relationship between the mechanical contribution and the morphology contribution is still unclear. Thus, the characterization formula considering the mechanical contribution of waviness and unevenness needs to be further studied. In this study, the standard joint roughness coefficient (JRC) profiles were first decomposed into waviness and unevenness. Then, three types of joint specimens with different asperity orders (flat, the standard JRC profile, and the profile containing only waviness) were prepared by the 3D engraving technique. Finally, direct shear tests were carried out on 39 sets of red sandstone joint specimens under three normal stresses. The mechanical contributions of waviness and unevenness were studied, the relationship between the mechanical contribution and the morphology contribution of waviness and unevenness was analyzed, and the characterization formula considering the mechanical contribution of waviness and unevenness was established. The results showed that the following: (1) the method combining the ensemble empirical mode decomposition (EEMD) and the critical decomposition level could be used to separate the waviness and unevenness from the joint surface; (2) the mechanical contribution of the waviness and unevenness decreased with the increase in normal stress; (3) the relationship between the mechanical contribution ratio and the statistical parameter ratio of the waviness and unevenness can be describe by power function; and (4) the roughness characterization formula considering the mechanical contribution and morphology contribution was established. This study will enhance the accurate evaluation of the roughness coefficient and shear strength of the joint specimen.

Highlights

  • Rock mass contains a large number of discontinuities, such as joints, faults, bedding planes, or any other planar defects

  • The ensemble empirical mode decomposition (EEMD) of ten standard roughness profiles is realized by Matlab software

  • The EEMD results of the other standard joint roughness coefficient (JRC) profiles were similar to this one, so only the decomposition results of the 6# standard JRC profile are shown here

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Summary

Introduction

Rock mass contains a large number of discontinuities, such as joints, faults, bedding planes, or any other planar defects. These discontinuities play a weakening role in the rock mass. The shear behavior of rock joints plays a key role in the safety and stability of underground mining [2,3,4,5,6]. The roughness of rock joints is recognized as one of the most important parameters affecting mechanical behavior [7,8,9,10,11]. Quantitative characterization of discontinuity roughness has recently become a research hotspot in the field of rock mechanics

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