Abstract

Semiarid regions are often secondary on the national to global (scientific) agenda, especially if abundant vegetation elsewhere draws attention and the local population is considered backwards thinking and poverty-stricken. The Caatinga, our case study, is such a region, home to millions of Brazilians and a vast biodiversity. Unfortunately, a widely uncoordinated land use change and biodiversity decline are happening, while farmers’ livelihoods are at risk. We hypothesize substantial weaknesses in the current governance practices. To explore governance of the less noticed region, we conducted interviews and field visits and complemented the findings with the literature and internet resources. Our multi-method approach combines the social–ecological systems framework with constellation analysis and dynamic modeling. The aim was to understand the current state of governance in the region and identify clues for more sustainable land management. The use and conservation of Caatinga are negotiated at multiple levels, which are only sporadically interlinked. The conversion of forest land into alternative land uses shifts and shares responsibility among different sectors, while cross-sectoral cooperation is rarely observed. The region and its population face massive prejudices. Obstructing attitudes, such as thinking in dichotomies, and paternalistic and opportunistic approaches, are being addressed by some new coalitions taking alternative action. It is unlikely that these isolated initiatives will converge by themselves to a larger transformation toward sustainable resource use. There is a need to bring the dispersed actions in a more focused and coordinated approach, integrating socioeconomic and ecological concerns, values, and partnerships.

Highlights

  • The Brazilian Federal Constitution states that all citizens shall benefit from an ecologically balanced environment (Brazil 1988, article 225)

  • The Forest Code prescribes that 20% of the farmland in the Caatinga biome must be conserved as a legal reserve, while sustainable use according to management plans can be granted

  • The governance arena of the dry forest is as fragmented as its protected areas

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Summary

Introduction

The Brazilian Federal Constitution states that all citizens shall benefit from an ecologically balanced environment (Brazil 1988, article 225). Schulz et al (2017) found considerable net gains in woody vegetation, in particular, in the central São Francisco River section, while this area showed high risks for land degradation and desertification Such risks partly stem from the rather high population pressure of 28 persons per ­km in the Caatinga region (IBGE 2019). The recent change in the Brazilian Forest Code (Brazil 2012) has severe impacts on land use and ecosystem services, as exemplified for the Atlantic Southern Forest (Alarcon et al 2015), in particular: the reduction in restoration targets on hilltops, slopes, and along water bodies threatens sediment retention and biodiversity conservation. The Caatinga is seen as a “natural laboratory for the study of how plants, invertebrates, and vertebrates adapt to highly variable and stressful moisture regimes” (Leal et al 2005) This view embraces the bequest value: potential uses in the near or distant future, requiring its conservation today. Starting at the federal biome level, we use Pernambuco as a state example and focus on concrete conservation efforts at the municipality level in Floresta (Pernambuco)

Methods
The natural environment and conservation areas
Commercial and subsistence uses
The institutional environment
Dynamics in Caatinga
An initiative‐based learning process at the municipality level
Strategic coordination is missing
Campaigning for sustainable use and conservation
Conservation and use must happen in an integrated manner
Framings of conservation and use
Methodological reflection
Findings
Conclusions
Full Text
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