A generic fusion framework integrating deep learning and Kalman filter for state of charge estimation of lithium-ion batteries: Analysis and comparison

Abstract

Lithium-ion batteries (LIBs) are extensively utilized in power and energy storage systems. Accurately estimating state of charge (SOC) of LIBs using single methods is still challenging to fully address the problem associated with SOC. This paper proposes a novel generic fusion framework that integrates deep learning (DL) and Kalman filter (KF), characterized by an effective fusion of the results obtained by multiple-methods. Within the DL-based method, a spatial-temporal awareness model and an improved dung beetle optimizer are proposed to enhance the capture of spatial-temporal features and optimize hyperparameters. Additionally, three adaptive nonlinear KFs are employed for SOC estimation based on a simplified electrochemical model, with the adaptive cubature KF emerging as the most suitable following comparative analysis. Subsequently, the results from both approaches are integrated to derive the final result using various fusion methodologies. The effectiveness of the fusion framework is validated using experimental data, with kernel ridge regression emerging as the optimal fusion method. The best fusion results yield a mean absolute error of 0.2341% and a root mean square error of 0.3072%, demonstrating that proposed framework can effectively process and utilize multiple-source information, thereby enhancing accuracy and robustness compared to single methods and exhibiting adaptability to complex situations.