A Financial Early Warning System For Over‐The‐Counter Broker‐Dealers

Abstract

The Journal of FinanceVolume 31, Issue 4 p. 1201-1217 Original Article A Financial Early Warning System For Over-The-Counter Broker-Dealers Edward I. Altman, Edward I. AltmanSearch for more papers by this authorBettina Loris, Bettina LorisAssociate Professor of Finance, New York University Schools of Business; Ms. Loris was a systems analyst with the NASD and is now an economic consultant with Evaluation Technologies, Inc. in Arlington, Virginia. The authors would like to especially acknowledge Edward Dervan who worked on the development of the technical aspects of this paper while he was with the NASD. In addition, Sandy Fuchinga and Paul Luther of the NASD, Robert Eisenbeis then with the FDIC, Robert Avery of Carnegie-Mellon and John Peterman of the SIPC all gave valuable assistance at various times in the project. The author takes sole responsibility, however, for the paper's content.Search for more papers by this author Edward I. Altman, Edward I. AltmanSearch for more papers by this authorBettina Loris, Bettina LorisAssociate Professor of Finance, New York University Schools of Business; Ms. Loris was a systems analyst with the NASD and is now an economic consultant with Evaluation Technologies, Inc. in Arlington, Virginia. The authors would like to especially acknowledge Edward Dervan who worked on the development of the technical aspects of this paper while he was with the NASD. In addition, Sandy Fuchinga and Paul Luther of the NASD, Robert Eisenbeis then with the FDIC, Robert Avery of Carnegie-Mellon and John Peterman of the SIPC all gave valuable assistance at various times in the project. The author takes sole responsibility, however, for the paper's content.Search for more papers by this author First published: September 1976 https://doi.org/10.1111/j.1540-6261.1976.tb01969.xCitations: 27 Read the full textAboutPDF ToolsRequest permissionExport citationAdd to favoritesTrack citation ShareShare Give accessShare full text accessShare full-text accessPlease review our Terms and Conditions of Use and check box below to share full-text version of article.I have read and accept the Wiley Online Library Terms and Conditions of UseShareable LinkUse the link below to share a full-text version of this article with your friends and colleagues. Learn more.Copy URL Share a linkShare onFacebookTwitterLinked InRedditWechat Citing Literature Volume31, Issue4September 1976Pages 1201-1217 RelatedInformation