Abstract

The current challenges of implementing responsible innovation (RI) can in part be traced back to the (implicit) assumptions behind the ways of thinking that ground the different pre-existing theories and approaches that are shared under the RI-umbrella. Achieving the ideals of RI, therefore not only requires a shift on an operational and systemic level but also at the paradigm-level. In order to develop a deeper understanding of this paradigm shift, this paper analyses the paradigm-level assumptions that are (implicitly) being brought forward by the different conceptualizations of RI. To this purpose it deploys (1) a pragmatic stance on paradigms that allows discerning ontological and axiological elements shared by the RI community and (2) an accompanying critical hermeneutic research approach that enables the profiling of paradigmatic beliefs and assumptions of accounts of RI. The research surfaces the distance of four salient RI accounts from the currently dominant techno-economic innovation paradigm RI seeks to shift. With this, our contribution helps to raise the self-awareness of the RI community about their presuppositions and the paradigm level barriers and enablers to reaching the RI ideal. This insight is needed for a successful transition to responsible research and innovation practices.

Highlights

  • In the literature, responsible innovation (RI) is being portrayed as involving a transition in innovation practices such that their products and processes are aligned with social and ethical needs (Timmermans 2015a)

  • We maintain that the tensions between the ideals of RI and innovation practice can be traced back to the assumptions that ground the different pre-existing theories and approaches that are shared under the RI-umbrella

  • This paper investigated the axiological and ontological paradigm level assumptions of four salient RI accounts in comparison to the dominant techno-economic innovation paradigm

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Summary

Introduction

Responsible innovation (RI) is being portrayed as involving a transition in innovation practices such that their products and processes are aligned with social and ethical needs (Timmermans 2015a). By explicitly building on the Ethical Legal and social implications or aspects (ELSI/ELSA), Science and Technology Studies (STS) and Constructive Technology Assessment (CTA) traditions (see, e.g., Fisher and Rip 2013; Grunwald 2011; Stilgoe et al 2013), RI is assumed to be understood and established within a social governanceparadigm Making societal actors such as the general public and NGOs co-responsible for innovation processes, as is aspired by some accounts of RI (see, e.g., Stilgoe et al 2013; Von Schomberg 2013), presupposes a fundamental change in the valuation of innovation; it requires a shift beyond the dominant view of innovation as a means to create economic value in order to become a source of societal value. S4637 and issues RI currently faces on a conceptual and practical level, which is needed for a successful transition to more responsible forms of innovation

A pragmatic view of paradigm
Critical hermeneutic research approach
Step 1: source selection
Step 2: analysis of axiological and ontological assumptions per account
Step 3: cross-comparison of accounts
Analysis
European Commission
Overview
Ontological assumptions
Axiological assumptions
Van den Hoven
Von Schomberg
Discussion
General perspective
Conclusion
Full Text
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