A Bi-clausal Account of English `to'-Modal Auxiliary Verbs

Abstract

This paper proposes a unified structural account of some instances of the English Modals and Semi-auxiliaries. The classification and the syntactic/structural description of the English Modal auxiliary verbs and verb-related elements have long been the center for many proposals in the history of generative syntax. According to van Gelderen (1993) and Lightfoot (2002), it was sometime around 1380 that the Tense-node (T) appeared in the phrasal structures of the English language, and the T-node is under which the English Modal auxiliaries occupy. Closely related is the existing evidence that English Modals were used as main verbs up to the early sixteenth century (Lightfoot 1991, Han 2000). This paper argues for a bi-clausal approach to English Modal auxiliaries with the infinitival particle ‘to’ such as ‘ought to’ ‘used to’ and ‘dare (to)’ ‘need (to)’, etc. and Semi-auxiliaries including ‘be to’ and ‘have to’. More specifically, ‘ought’ in ‘ought to’ constructions, for instance, undergoes V-to-T movement within the matrix clause, just like ‘HAVEAux’ and all instances of ‘BE’, whereas ‘to’ occupies the T position of the embedded complement clause. By proposing the bi-clausal account, Radford’s (2004, 2009) problems can be solved. Further, the historical motivation for the account takes a stance along with Norde (2009) and Brinton & Traugott (2005) in that Radford’s (2004, 2009) syncretization of the two positions of the infinitival particle ‘to’ is no different from the ‘boundary loss’ in the process of Grammariticalization. This line of argument supports Krug’s (2011), and in turn Bolinger’s(1980) generalization on Auxiliaryhood, while providing a novel insight into Head movement of V-to-T in Present Day English.