Abstract

BACKGROUND CONTEXT Adult spinal deformity (ASD) surgery is complex and may lead to new-onset cervical malalignment and/or proximal junctional kyphosis (PJK). Roussouly et al describes variations in baseline thoracolumbar (TL) shape (Types 1-4), which have been shown to differentially influence surgical ASD outcomes. The effect of morphological shape on patterns of postoperative CD development remains underexplored. PURPOSE Stratify patients by Roussouly type and assess patterns of conversion from baseline (BL) cervical alignment to postoperative cervical deformity (CD) in patients undergoing thoracolumbar ASD surgery. STUDY DESIGN/SETTING Retrospective review of a prospective multicenter database of ASD patients. PATIENT SAMPLE A total of 266 surgical ASD patients. OUTCOME MEASURES Rate and timing of conversion to CD, rate of PJK, radiographic alignment parameters. METHODS Operative ASD patients with complete radiographic data at baseline, 6W, 1Y, 2Y, & 3Y intervals were included. Patients were grouped by baseline PI and apex of LL into component types of the Roussouly classification system utilizing pelvic incidence as published by Pizones et al. Patients with no BL CD were postoperatively stratified by Ames CD criteria (TS-CL>20 °, cSVA>40mm), where CD was defined as fulfilling >1 criteria. Follow-up intervals were established post-ASD surgery, with 6W postop defined as “Early,” 6W-1Y “Intermediate,” 1-2Y “Late,” and 2-3Y “Long.” Univariate and Cox regression analyses identified CD conversion rate and PJK rate ( RESULTS A total of 266 surgical ASD patients (59.7yrs, 77.4% F) with complete radiographic data were included. By Roussouly classification, 9% were Type 1, 15.8% Type 2, 46.6% Type 3, and 28.6% Type 4. 28.6% of ASD patients converted to postop CD (Early: 14.3%, Intermediate: 5.3%, Late: 4.1%, Long: 4.9%). There were no significant differences in CD conversion rate across Roussouly types (1: 33.3%; 2: 28.6%; 3: 26.6%; 4: 30.3%, P=0.895). Types 2 (41.7%), 3 (60.6%), and 4 (43.5%) had their peak rates of conversion in the Early ( 1 year) than other types (50% vs 28.1%, P=0.135), while Type 1 patients trended higher rates of earlier CD conversion ( 0.05). There were no significant change in ODI, PCS, or SRS total among Roussouly Types in patients that converted to CD (p>0.05). Random forest analysis determined the top surgical (levels fused), radiographic (TS-CL), and demographic (frailty) factors associated with CD conversion. CONCLUSIONS Baseline thoracolumbar shape as described by the Roussouly classification has a differential effect on timing to CD conversion, though overall rates of CD conversion after TL-ASD correction were similar across Types 1-4. Type 1 patients with a lower apex of lumbar lordosis trended earlier conversion, while Type 2 patients with a higher apex of LL trended conversion beyond 1-year postop. FDA DEVICE/DRUG STATUS This abstract does not discuss or include any applicable devices or drugs.

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