Surface Subsidence Characteristics Research Articles

Collaborative movement characteristics of overlying rock and loose layer based on block–particle discrete-element simulation method

A novel block–particle discrete-element simulation method that matches the double medium of overlying rock (OLR) and loose layer (LSL) in coal mining is developed in this study. This method achieves the collaborative failure characteristics of mining damage under the conduction of double media between the OLR and LSL by combining the self-weight stress loading of the LSL and the breakage morphology of the bedrock top. Based on this, the conduction law of high-strength mining damage in the double medium in a western mining area is simulated and analyzed. The combining effect of the OLR breakage morphology and LSL characteristics on the surface-subsidence characteristics is analyzed and verified based on on-site measurements. The results indicate that the OLR is guided by the “double-control layer and thick-soft rock buffer layer” and shows “grouping subsidence”, whereas the surface forms collaborative subsidence with the thick-soft rock buffer layer. In the ultra-full mining stage, the surface presents an “asymmetric inverted trapezoidal” subsidence trough shape. The simulation results agree well the on-site measurements in terms of the surface-subsidence and bedrock-subsidence coefficients. The proposed simulation method provides a scientific approach for investigating the micro-conduction mechanism of mining damage under the effect of high-strength mining in western mining areas. It will benefit future investigations pertaining to the characteristics of OLR breakage and surface subsidence under conditions such as LSL thickness and proportion.

Effect of alluvial thickness on the surface subsidence characteristics at deeply buried mining area with thin bedrock: A case study

Effect of alluvial thickness on the surface subsidence characteristics at deeply buried mining area with thin bedrock: A case study

Monitoring of Surface Deformation in the Xi'an Coal Mine, Liaoyuan, Based on Time-Series InSAR

In this study, we employed SBAS-InSAR and Stacking-InSAR methods to monitor and analyze the surface deformation of coal mines in the Xi'an District of Liaoyuan. The Pearson correlation coefficient of the deformation results obtained from the two methods is 0.9. Moreover, the deformation regions monitored by the two techniques exhibit a high degree of consistency in their spatial distribution, validating the accuracy of our monitoring results. Using the monitoring data derived from InSAR and field investigations, we revealed the spatial distribution characteristics of surface subsidence and its temporal evolution between 2018 and 2021. Our findings indicate that subsidence predominantly occurred in five regions, with subsidence velocity slowing after October 2020, suggesting a gradual weakening of surface deformation activities. Additionally, we analyzed surface deformation indicators, such as tilt and curvature, revealing the complexity of the deformation areas characterized by multiple tilt and curvature deformation centers. These results provide a crucial scientific basis for geological disaster prevention and ecological restoration in the mining area, aiding the development of more effective management and restoration strategies.

Research on the surface subsidence characteristics and prediction models caused by coal mining under the reverse fault

Predicting and understanding the phenomenon of surface subsidence caused by coal mining in working faces with faults are important issues for safe coal mining and efficient production. In numerical simulation experiments, it was found that the phenomenon of surface subsidence manifests when faults exist, and the degree of influence of faults with different dip angles on surface subsidence varies. This phenomenon is attributed to fault activation. According to the experimental results, the impact of faults with different dip angles on surface subsidence falls into three levels: level I for 35° faults, level II for 45° and 55° faults, and level III for 65° and 75° faults. Similarly, the relationship between the difficulty of fault activation and the dip angle of faults can be categorized as 35° faults prone to activation, 45° and 55° faults difficult to activate, and 65° and 75° faults not prone to activation. The probability integral correction model for fault mining, which integrates the surface subsidence values caused by fault-induced attenuation and the subsidence arising from separation spaces, was introduced, thereby constructing a surface subsidence prediction model. This proposed prediction model can accurately predict surface subsidence, with a root mean square error of 10.74 mm between the predicted and measured values, as validated using DInSAR results from the III 6301 working face in the Jincheng mining area.

Study on the Bearing Structure of Key Strata and the Linkage Evolution Mechanism of Surface Subsidence in Shallow Coal Seam Mining

Shallow coal seam mining results in the formation of various bearing structures in key strata, leading to varying degrees of surface subsidence and severe disruption to the surface ecological environment. To investigate the coupled evolution characteristics of key strata fracture-bearing structures and surface subsidence in shallow coal seam mining, with a focus on the 1–2 coal seam mining at Longhua Coal Mine in northern Shaanxi as the research background, this study employed physical similarity simulation to establish the correlation between key strata fracture-bearing structures and surface subsidence. The study also utilized theoretical calculations to develop models for the trapezoidal hinged arch structure and the coupling between key strata-bearing structures and surface subsidence. Mechanical properties of bearing structures and the coupled evolution characteristics of surface subsidence were examined, and the scientific validity of the models was verified through field monitoring. The research reveals that the inclined section of the working face in shallow coal seam mining forms a trapezoidal hinged arch structure, where stress transmission actually resembles an arch shape. Based on the fracture characteristics of rock strata, this structure can be categorized into three types: a full-trapezoidal hinged arch structure, a semi-trapezoidal hinged arch structure, and a trapezoidal-like hinged arch structure. A mechanical calculation model for the trapezoidal hinged arch structure was constructed, and the mechanical calculation formula for this structure was derived based on mechanical equilibrium conditions. Using a masonry beam mechanical model, the formula for calculating the subsidence of key blocks in the key strata fracture was obtained. Based on the “masonry beam” mechanical model, a formula was derived to calculate the subsidence of key blocks in fractured key strata. The relationship between key strata-bearing structures and surface subsidence curves was analyzed, leading to the development of a calculation model for both. This model reveals the coupled evolution between rock movement and surface subsidence. Field measurements indicate a maximum surface subsidence of 1.93 m, with a subsidence coefficient of 0.65, showing that the surface helps suppress and reduce the overall subsidence.

Surface damage reduction effect of ultra-high working face in Shangwan coal mine

Green mining is the basic background of high-quality mining, and source reduction is the most important part, among which the optimization of working face height and length is the most active. How to control the working face parameters, reasonably evaluate the surface subsidence characteristics of the super-long working face, and identify the limit working face length and the surface discontinuous deformation threshold is particularly important. In order to solve the problem of irreversible damage to the surface caused by the mining process of the working face, this paper discusses the whole process of surface movement in the 8.8 m super-large mining height working face of Shangwan Coal Mine through field investigation, the maximum subsidence is 6.20 m, with a subsidence coefficient of 0.72. Combined with the inflection point trajectory, advancing degree and subsidence coefficient, the 0.9 coefficient of the working face subsidence basin boundary and the loss reduction strategy far from the limit working face threshold are proposed. The results show that the subsidence basin of 12,401 working face accounts for 34%, the continuous deformation area of surface accounts for 64%, and the influence area of discontinuous deformation area is within 10 times of mining height. With the help of borehole detection verification, the caving zone height within the coal seam overburden to be between 33.2 and 33.25 m and the fracture zone height between 118.08 and 132.83 m. Therefore, the caving ratio is about 3.8, and the fracture ratio is about 13–15, which provides a strong basis for the optimization design of working face and the timing of surface ecological management.

Asymmetric analogous hyperbola model of overburden movement and its verification

The extraction of underground coal resources induces the fracture and movement of overlying strata, leading to geological hazards such as surface deformation, cracks, and even subsidence. Utilizing the analogous hyperbola model of overlying strata movement, we conducted a mechanical analysis to examine the asymmetric fracture mechanism resulting from coal seam mining in thick loose strata. An asymmetric analogous hyperbola model was established by introducing distinct virtual half-axis lengths (b). The thickness impact of thick loose layers (H) and bedrock layer (h) on the asymmetric movement of overlying rock during mining was also discussed. Similarity model tests were conducted to research the migration characteristics and surface subsidence patterns of overburdened rock and thick loose layers at different mining stages and validate the hypothesis of asymmetric overburdened rock migration. Additionally, the discrete element numerical model for thick and loose layers mining was established by using UDEC and discussed the asymmetric analogous hyperbola behaviour of overburden movement and surface subsidence. The comparison results show that the established asymmetric hyperbolic model can effectively predict the movement law of overlying strata and surface subsidence characteristics. Therefore, the proposed model can provide valuable theoretical support for predicting the movement patterns of overburden under thick loose layers and mitigating surface subsidence disasters.

Surface Subsidence Characteristics and Causes Analysis in Ningbo Plain by Sentinel-1A TS-InSAR

In recent years, the Ningbo Plain has experienced significant surface subsidence due to urbanization and industrialization, combined with the area’s unique geological and hydrological conditions. To study the surface subsidence and its causes in the Ningbo Plain, this study analyzed 166 scenes of Sentinel-1A SAR images between January 2018 and June 2023. The time series interferometric synthetic aperture radar (TS-InSAR) technique was used to acquire surface subsidence information in the area. The causes of subsidence were analyzed. The results show that: (1) the annual deformation rate of the Ningbo Plain ranges from −44 mm/yr to 12 mm/yr between 2018 and 2023. A total of 15 major subsidence zones were identified by using both the subsidence rate map and optical imagery. The most severe subsidence occurred in the northern industrial park of Cixi City, with a maximum subsidence rate of −37 mm/yr. The study reveals that the subsidence issue in the main urban area has been significantly improved compared to the 2017 subsidence data from the Ningbo Bureau of Natural Resources and Planning. However, three new subsidence areas have emerged in the main urban area, located, respectively, in Gaoqiao Town, Lishe Town, and Qiuyi Village, with maximum rates of −29 mm/year, −24 mm/year, and −23 mm/year, respectively. (2) The causes of subsidence were analyzed using various data, including land use data, geological data, groundwater-monitoring data, and transportation network data. It is found that a strong link exists between changes in groundwater levels, compressible layer thickness, and surface subsidence. The groundwater levels changes and the soft soil layer thickness are the main natural factors causing subsidence in the Ningbo Plain. Additionally, the interaction between static loads from large-scale industrial production and urban construction, along with the dynamic loads from transportation networks, contribute significantly to surface subsidence in the Ningbo Plain. The results from this study enhance the understanding of the driving factors of subsidence in the Ningbo Plain, which can provide necessary guidance for the economic development and decision-making in the region, helping to manage and potentially mitigate future subsidence issues.

Prediction model for three-dimensional surface subsidence of salt cavern storage with different shapes

Prediction model for three-dimensional surface subsidence of salt cavern storage with different shapes

InSAR time series analysis of natural and anthropogenic coastal plain subsidence: A case of Hangjiahu plain

InSAR time series analysis of natural and anthropogenic coastal plain subsidence: A case of Hangjiahu plain

Surface Subsidence over a Coastal City Using SBAS-InSAR with Sentinel-1A Data: A Case of Nansha District, China

The loss of life and property in economically developed areas due to geological hazards caused by intense ground subsidence is incalculable. As one of the fastest growing areas in the Guangdong-Hong Kong-Macao Greater Bay Area, the study of ground subsidence in Nansha will help to provide a scientific basis for urban planning and improve the capacity of monitoring and prevention of ground subsidence. The combination of coastal soft soil foundation and urbanization conditions creates a certain risk of land subsidence. We chose Nansha District, the geographical center of the Greater Bay Area, as the study area to analyze its surface subsidence characteristics in recent years. The 20-view Sentinel-1A data and SBAS-InSAR technique were used to monitor the ground subsidence in Nansha from 2017 to 2023. The main rate of ground subsidence in Nansha ranges from −19.4 to 7.7 mm/yr and is distributed in the urban area, along the rivers, in the construction area, and in the reclamation area. As of 4 May 2023, the average ground settlement in Nansha is 10.05 mm and the maximum settlement can be up to 142.45 mm. The 6-year total settlement at all four settlement intensities is greater than 60 mm, with the highest value exceeding 110 mm. The cumulative settlement increases with time, but inverse settlement and no settlement also occur at points where settlement is severe. For settlement caused by soft soil consolidation, it is recommended that drainage pipes be installed to accelerate drainage as a means of stabilizing settlement. For settlement caused by groundwater extraction and additional loads on the road surface, it is recommended to rationally extract groundwater and reinforce the foundation of the road surface with severe settlement.

Integrating SBAS-InSAR and LSTM for subsidence monitoring and prediction at Hong Kong international airport

Integrating SBAS-InSAR and LSTM for subsidence monitoring and prediction at Hong Kong international airport

Surface Subsidence Characteristics of Mining Panel Layout Configuration with Multi-Seam Longwall Mining

Mining-induced subsidence is critical for ecological environment reconstruction and damage prevention in coal mining areas. Understanding the characteristics of surface subsidence with multi-seam mining is the first step. Surface subsidence of different mining panel layout configurations was investigated by means of UDEC numerical simulation. Based on the simulation results, it was indicated that mining panel layout configuration had a significant impact on surface subsidence, including ground surface subsidence, horizontal displacement, crack propagation, and ground surface fissure development. The overlapped region of the upper panel and the lower panel is the key region, where existing bedding separations and strata cracks close and activate, the integrity and strength of the interburden layer are reduced, and the subsidence magnitude is enhanced. The subsidence profile of the overlapped region for the stacked configuration, external staggered, the edge of the lower panel internal staggered, two edges of the lower panel internal staggered are steeper and deeper, and the corresponding values of ground surface subsidence and horizontal displacement are greater than other regions. The ground surface fissures with the types of stepped, slided, and graben developed on the ground surface above the edge of the mining panel, and the development location is closely related to the strata movement edge. Because of the support activities of the reserved coal pillar, the ground subsidence of the external staggered (internal staggered) of the upper panel with the coal pillar is slight. The external staggered (internal staggered) and external staggered (internal staggered) of the upper panel with the coal pillar can be selected as the preferred layout configuration. The proposed description of surface subsidence of different mining panel layout configurations can be applied in subsidence prediction.

A New Method of Regional Mining Subsidence Control for Sustainable Development in Coal Areas

Coordinated and sustainable development of production-living-ecological space (PLES) is directly related to the global energy security and quality of life in coal areas. However, the current surface subsidence control methods have some problems, such as low resource recovery rate, high cost, insufficient materials, which are difficult to meet the requirements for the PLES sustainable development in coal areas. Under this background, based on characteristics of surface subsidence and deformation due to sub-critical extraction, the large protection area, and high deformation tolerance in PLES of mining areas, the new method of regional mining subsidence control was proposed, with the combination of source control and ground rehabilitation. The effectiveness of the method was verified by numerical simulation results and practical applications, and the application principles and implementation methods were proposed. The research results could provide technical support for the sustainable development of coal areas in major coal producing countries of the world.

Surface Subsidence Characteristics and Causes in Beijing (China) before and after COVID-19 by Sentinel-1A TS-InSAR

Surface subsidence is a serious threat to human life, buildings and traffic in Beijing. Surface subsidence is closely related to human activities, and human activities in Beijing area showed a decreasing trend during the Corona Virus Disease 2019 (COVID-19). To study surface subsidence in Beijing before and after the COVID-19 outbreak and its causes, a total of 51 Sentinel-1A SAR images covering Beijing from January 2018 to April 2022 were selected to derive subsidence information by Time Series Interferometry Synthetic Aperture Radar (TS-InSAR). The results of surface subsidence in Beijing demonstrate that Changping, Chaoyang, Tongzhou and Daxing Districts exhibited the most serious subsidence phenomenon before the COVID-19 outbreak. The four main subsidence areas form an anti-Beijing Bay that surrounds other important urban areas. The maximum subsidence rate reached −57.0 mm/year. After the COVID-19 outbreak, the main subsidence area was separated into three giant subsidence funnels and several small subsidence funnels. During this period, the maximum subsidence rate was reduced to −43.0 mm/year. Human activity decrease with the COVID-19 outbreak. This study effectively analysed the influence of natural factors on surface subsidence after excluding most of the human factors. The following conclusions are obtained from the analysis: (1) Groundwater level changes, Beijing’s geological structure and infrastructure construction are the main reasons for surface subsidence in Beijing. (2) Seasonal changes in rainfall and temperature indirectly affect groundwater level changes, thereby affecting surface subsidence in the area. (3) The COVID-19 outbreak in early 2020 reduced the payload of Beijing’s transportation facilities. It also slowed down the progress of various infrastructure construction projects in Beijing. These scenarios affected the pressure on the soft land base in Beijing and reduced the surface subsidence trend to some extent.

Monitoring Mining Surface Subsidence with Multi-Temporal Three-Dimensional Unmanned Aerial Vehicle Point Cloud

Long-term and high-intensity coal mining has led to the increasingly serious surface subsidence and environmental problems. Surface subsidence monitoring plays an important role in protecting the ecological environment of the mining area and the sustainable development of modern coal mines. The development of surveying technology has promoted the acquisition of high-resolution terrain data. The combination of an unmanned aerial vehicle (UAV) point cloud and the structure from motion (SfM) method has shown the potential of collecting multi-temporal high-resolution terrain data in complex or inaccessible environments. The difference of the DEM (DoD) is the main method to obtain the surface subsidence in mining areas. However, the obtained digital elevation model (DEM) needs to interpolate the point cloud into the grid, and this process may introduce errors in complex natural topographic environments. Therefore, a complete three-dimensional change analysis is required to quantify the surface change in complex natural terrain. In this study, we propose a quantitative analysis method of ground subsidence based on three-dimensional point cloud. Firstly, the Monte Carlo simulation statistical analysis was adopted to indirectly evaluate the performance of direct georeferencing photogrammetric products. After that, the operation of co-registration was carried out to register the multi-temporal UAV dense matching point cloud. Finally, the model-to-model cloud comparison (M3C2) algorithm was used to quantify the surface change and reveal the spatio-temporal characteristics of surface subsidence. In order to evaluate the proposed method, four periods of multi-temporal UAV photogrammetric data and a period of airborne LiDAR point cloud data were collected in the Yangquan mining area, China, from 2020 to 2022. The 3D precision map of a sparse point cloud generated by Monte Carlo simulation shows that the average precision in X, Y and Z directions is 44.80 mm, 45.22 and 63.60 mm, respectively. The standard deviation range of the M3C2 distance calculated by multi-temporal data in the stable area is 0.13–0.19, indicating the consistency of multi-temporal photogrammetric data of UAV. Compared with DoD, the dynamic moving basin obtained by the M3C2 algorithm based on the 3D point cloud obtained more real surface deformation distribution. This method has high potential in monitoring terrain change in remote areas, and can provide a reference for monitoring similar objects such as landslides.

Surface Subsidence Monitoring in Kunming City with Time-Series InSAR and GNSS

Kunming city is located in the middle of Yunnan Province. Due to large-scale groundwater exploitation and urban development in recent years, this area has been affected by surface subsidence. In this paper, Interferometric Synthetic Aperture Radar (InSAR) and Global Navigation Satellite System (GNSS) data are used to monitor the surface subsidence in Kunming city area for better analysis and understanding. The study used data of Sentinel-1A from 2018 to 2020 with atmospheric correction based on GACOS to calculate the average annual subsidence rate in Kunming city area, and the results show that the maximum subsidence rate is 48 mm/year. The subsidence obtained by InSAR is compared with the vertical deformation information obtained by eight GNSS stations in continuous operation in the study area. The subsidence rate trend show by the two methods is consistent, which further verifies the validity of InSAR data to reflect the local deformation. Experimental results shown that the eastern and northeastern Dianchi lake areas were affected by underground resources mining, and the induced surface subsidence characteristics were obvious, with the surface subsidence rate reachde 48 mm/year and 37 mm/year respectively. The Kunyang Phosphate Mine also had different degrees of mining subsidence disaster, with the maximum subsidence rate reached 36 mm/year. The subsidence rate of InSAR and GNSS has the same trend on the whole. However, GNSS sites are generally located in stable areas, the settlement amount obtained in the same time period is somewhat different from that of InSAR.

Prediction method and research on characteristics of surface subsidence due to mining deeply buried Jurassic coal seams

Prediction method and research on characteristics of surface subsidence due to mining deeply buried Jurassic coal seams

Numerical Simulation of Crack Evolution Mechanism and Subsidence Characteristics Effected by Rock Mass Structure in Block Caving Mining

In the block caving mining, the significant rock mass deformation and surface subsidence will be formed with the continuous extraction of ore. However, the internal crack evolution mechanisms in rock mass and associated subsidence characteristics present one of the key issues in rock mining engineering. Although block caving method has been used for many years, current knowledge of the crack evolution mechanisms, the subsidence characteristics under the influence of rock mass structure and subsidence prediction capabilities are limited. Based on the rock mechanics model provided by CEMI (Centre for Excellence in Mining Innovation), crack evolution mechanisms and subsidence characteristics effected by the rock mass structure in block caving are numerically investigated using RFPA 2D, a numerical code based on FEM (Finite Element Method). Crack formation, propagation and coalescence in the overlying strata and the stress-balancing arch evolution in the stress field are represented visually during the whole process of extraction. The numerically obtained crack evolution shows that the stress-balancing arch has a significant influence on the fracture development of rock mass, and directly determines the slump form and rate of the rock mass. After understanding of the crack evolution mechanism in rock mass, the characteristics of surface subsidence are analyzed. Numerical experiments emphasize the geometrical configuration of joints and faults about mechanisms of subsidence development, including joints orientation, faults location and inclination, which can provide significantly meaningful guides for investigation of subsidence mechanisms and implementation of remedial measures.

Calculation of Subsidence due to Longwall Mining with Overburden Grouting and Its Application

This paper presents a prediction method of mining-induced surface subsidence due to longwall mining with overburden grouting, which has been proven an effective method to mitigate the overburden failure. This paper proposes a partial overburden grouting (POG) mining method based on surface subsidence basin inversion and innovative longwall panel layout to mitigate overburden failure and subsidence. A prediction model of surface subsidence with overburden grouting, namely, overburden grouting equivalent calculation model (OGECM), is proposed. In this study, an engineering design process and method of POG was established, the strike and dip excavation length and grouting quantity combined as critical indicators for determining the key parameter in surface basin control. In applications at the field grouting test, the surface subsidence characteristics of POG on the side of the opening line of longwall panel were investigated through surface observation station and estimated surface subsidence reduction ratio based on OGECM with grouting compared with those without. The field measurement validated the new subsidence calculation method. POG technology applied to subsidence control has effectiveness in controlling the surface subsidence to less engineering cost but expanding the applications.