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Articles published on Fermi Acceleration
- Research Article
- 10.1029/2025ja034376
- Oct 1, 2025
- Journal of Geophysical Research: Space Physics
- Wenqing Ma + 4 more
Abstract Anti‐dipolarization front (ADF), characterized by the sharp increase of the southward magnetic field (BZ,GSM < 0), is a magnetic structure with reconnected magnetic field enhancement in the magnetotail reconnection. It is considered to be an important region for energy conversion in the tailward reconnection jet. In this paper, we report an ADF event within the magnetotail reconnection diffusion region, which may comprise two ADFs and exhibit a significant enhancement of energetic electron flux. We analyze the corresponding electron acceleration mechanisms and find that the Fermi acceleration dominates the local electron energy gain, contributing to the production of energetic electrons. The magnetic mirror effect and large‐scale parallel electric potential may effectively trap the energetic electrons and facilitate Fermi acceleration. Our study provides important information for further understanding the mechanisms of energetic electron generation in space plasma.
- Research Article
- 10.1093/mnras/staf1589
- Sep 18, 2025
- Monthly Notices of the Royal Astronomical Society
- Kai W Wong + 4 more
ABSTRACT Turbulent, relativistic non-thermal plasmas are ubiquitous in high-energy astrophysical systems, as inferred from broad-band non-thermal emission spectra. The underlying turbulent non-thermal particle acceleration (NTPA) processes have traditionally been modelled with a Fokker–Planck (FP) diffusion–advection equation for the particle energy distribution. We test FP-type NTPA theories by performing and analysing particle-in-cell simulations of turbulence in collisionless relativistic pair plasma. By tracking large numbers of particles in simulations with different initial magnetization and system size, we first test and confirm the applicability of the FP framework. We then measure the FP energy diffusion (D) and advection (A) coefficients as functions of particle energy $\gamma m c^2$, and compare their dependence to theoretical predictions. At high energies, we robustly find $D \sim \gamma ^2$ for all cases. Hence, we fit $D = D_0 \gamma ^2$ and find a scaling consistent with $D_0 \sim \sigma ^{3/2}$ at low instantaneous magnetization $\sigma (t)$, flattening to $D_0 \sim \sigma$ at higher $\sigma \sim 1$. We also find that the power-law index $\alpha (t)$ of the particle energy distribution converges exponentially in time. We build and test an analytic model connecting the FP coefficients and $\alpha (t)$, predicting $A(\gamma) \sim \gamma \log \gamma$. We confirm this functional form in our measurements of $A(\gamma ,t)$, which allows us to predict $\alpha (t)$ through the model relations. Our results suggest that the basic second-order Fermi acceleration model, which predicts $D_0 \sim \sigma$, may not be a complete description of NTPA in turbulent plasmas. These findings encourage further application of tracked particles and FP coefficients as a diagnostic in kinetic simulations of various astrophysically relevant plasma processes like collisionless shocks and magnetic reconnection.
- Research Article
- 10.1051/0004-6361/202554701
- Aug 4, 2025
- Astronomy & Astrophysics
- M Kachelrieß + 1 more
The high-mass X-ray binary has long been suggested to be a source of high-energy photons and neutrinos. In view of the increased sensitivity of current experiments, we examined the acceleration and interactions of high-energy cosmic rays (CRs) in this binary system, assuming that the compact object is a black hole. Using a test-particle approach in a Monte Carlo framework, we employed magnetic reconnection or second-order Fermi acceleration and diffusive shock acceleration as the basic CR acceleration mechanisms. We found that in all three scenarios, CRs can be accelerated beyond PeV energies. High-energy photons and neutrinos are produced as secondaries in photo-hadronic interactions of CRs on X-ray photons and in the scattering on gas from the wind of the companion star. Normalising the predicted photon flux to the excess flux observed by LHAASO at energies above PeV in the direction of a CR acceleration efficiency of 10^-3 is sufficient to power the required CR luminosity. Our results suggest that the PeV photon flux from could be in a bright phase that is significantly increased relative to the average flux of the past years.
- Research Article
- 10.1103/3xxg-x5dg
- Jul 10, 2025
- Physical review. E
- Martin Lemoine
The physics of particle acceleration in turbulent plasmas is a topic of broad interest, which is making rapid progress thanks to dedicated, large-scale numerical experiments. The first part of this paper presents an effective theory of stochastic Fermi acceleration, which subsumes all forms of nonresonant acceleration in ideal electric fields and is applicable in generic settings. It combines an exact equationconnecting the energization rate to the statistics of the velocity field with a statistical model of particle transport through the structures (i.e., the regions of strong velocity gradients). In a second part, this formalism is applied to magnetohydrodynamic turbulence to obtain a comprehensive assessment of the scale-by-scale contributions to the advection and diffusion coefficients. Acceleration peaks on scales where particles can be trapped inside structures for an eddy turnaround time, or in intense structures associated with sharp bends of the magnetic field lines in large-amplitude turbulence (as reported earlier). These spatially inhomogeneous, rapid acceleration regimes pave the way for a rich phenomenology. We discuss the scalings obtained, their interpretation, and we show that the findings compare satisfactorily with existing numerical results.
- Research Article
- 10.1103/nrjv-pwy1
- Jul 9, 2025
- Physical review letters
- G Barontini + 8 more
Cosmic rays are deemed to be generated by a process known as "Fermi acceleration" in which charged particles scatter against magnetic fluctuations in astrophysical plasmas. The process itself is, however, universal, has both classical and quantum formulations, and is at the basis of dynamical systems with interesting mathematical properties, such as the celebrated Fermi-Ulam model. Despite its effectiveness in accelerating particles, Fermi acceleration has so far eluded unambiguous verifications in laboratory settings. Here, we realize a fully controllable Fermi accelerator by colliding ultracold atoms against engineered movable potential barriers. We demonstrate that our Fermi accelerator, which is only 100 μm in size, can produce ultracold atomic jets with velocities above 0.5 m/s. Adding dissipation, we also experimentally test Bell's general argument for the ensuing energy spectra, which is at the basis of any model of cosmic ray acceleration. On the one hand, our Letter effectively opens the window to the use of cold atoms to study phenomena relevant for high energy astrophysics. On the other, the performance of our Fermi accelerator is competitive with those of best-in-class accelerating methods used in quantum technology and quantum colliders, but with substantially simpler implementation no fundamental physics limit.
- Research Article
- 10.3847/1538-4357/add6a8
- Jun 25, 2025
- The Astrophysical Journal
- Lynn B Wilson + 11 more
Abstract We report observations of an interplanetary (IP) shock observed by Parker Solar Probe (PSP) on 2024 September 29 at ∼07:50:29 UTC. PSP was only ∼17.07 R s from the Sun, making this one of the closest observed IP shocks to date. The IP shock was a weak (M f ∼ 1.2), quasi-perpendicular (θ Bn ∼ 50°), and of moderate speed (V shn ∼ 465 km s−1). The standard shock acceleration mechanisms (e.g., Fermi acceleration) predict that such an unremarkable shock cannot generate energetic particles (i.e., over 4 orders of magnitude above thermal energies), which is supported by decades of IP shock observations near 1 au. However, ∼MeV energy protons with an inverse velocity arrival and synchrotron radiation (due to ∼MeV energy electrons) were observed upstream. This raised the question of what was different about this shock. One observation was that of a fast/magnetosonic-whistler precursor with peak-to-peak magnetic field amplitudes >700 nT, electric fields >2000 mV m−1, and Poynting fluxes >230 mW m−2. These are 2 orders of magnitude larger than any previously observed whistler precursor. To put the amplitudes in context, the lower bound Poynting flux estimates are >200 times what is necessary to drive the terrestrial aurora. Note that the normalized wave parameters (e.g., frequency) were found to be consistent with previous studies near 1 au. Thus, the precursors cannot likely generate a larger fraction of energetic particles than similar precursors near 1 au. However, the much larger amplitudes would allow for higher maximum energies. This raises important questions about inaccessible shocks in more extreme astrophysical environments and what potential energization they may have in light of these observations.
- Research Article
- 10.1103/rq4w-377l
- Jun 24, 2025
- Physical review letters
- S Barbosa + 4 more
Anderson localization, i.e., destructive quantum interference of multiple-scattering paths, halts transport entirely. Contrarily, time-dependent random forces expedite transport via Fermi acceleration, proposed as a mechanism for high-energy cosmic rays. Their competition creates interesting dynamics, but experimental observations are scarce. Here, we experimentally study the expansion of an ultracold Fermi gas inside time-dependent disorder and observe distinct regimes from sub- to superdiffusion. Unexpectedly, quantum interference counteracts acceleration in strong disorder before a transition to a diffusive state occurs in the driven system. Our system enables the investigation of Fermi acceleration in the quantum-transport regime.
- Research Article
- 10.1017/s0022377825100408
- May 21, 2025
- Journal of Plasma Physics
- Konrad Steinvall + 4 more
Electron energisation by magnetic reconnection has historically been studied in the Lagrangian guiding-centre framework. Insights from such studies include that Fermi acceleration in magnetic islands can accelerate electrons to high energies. An alternative Eulerian fluid formulation of electron energisation was recently used to study electron energisation during magnetic reconnection in the absence of magnetic islands. Here, we use particle-in-cell simulations to compare the Eulerian and Lagrangian models of electron energisation in a set-up where reconnection leads to magnetic island formation. We find the largest energisation at the edges of magnetic islands. There, energisation related to the diamagnetic drift dominates in the Eulerian model, while the Fermi related term dominates in the Lagrangian model. The models predict significantly different energisation rates locally. A better agreement is found after integrating over the simulation domain. We show that strong magnetic curvature can break the magnetic moment conservation assumed by the Lagrangian model, leading to erroneous results. The Eulerian fluid model is a complete fluid description and accurately models bulk energisation. However, local measurements of its constituent energisation terms need not reflect locations where plasma is heated or accelerated. The Lagrangian guiding centre model can accurately describe the energisation of particles, but it cannot describe the evolution of the fluid energy. We conclude that while both models can be valid, they describe two fundamentally different quantities, and care should be taken when choosing which model to use.
- Research Article
- 10.1093/mnras/staf653
- Apr 24, 2025
- Monthly Notices of the Royal Astronomical Society
- B Kapanadze + 2 more
ABSTRACT This paper presents the results of a detailed timing and spectral analysis of the TeV-detected blazar 1ES 1218$+$304, focused on the observations performed with the different instruments onboard the Neil Gehrels Swift Observatory in the period 2005–2024. The source showed various strengths of X-ray flaring activity and 0.3–10 keV states differing by a factor up to 20 in brightness, exceeding a level of 2.7 $\times$ 10$^{-10}$ erg cm$^{-2}$ s$^{-1}$ and representing the third brightest blazar during the strongest flare. We detected tens of intraday variability instances, the majority of which occurred on sub-hour time-scales and were consistent with the shock-in-jet scenario. The spectral properties were strongly and fastly variable, characterized by a frequent occurrence of very hard photon indices in the 0.3–10 keV and Fermi 0.3–300 GeV bands. The source exhibited very fast transitions of log-parabolic-to-power-law spectra or conversely, possibly caused by changes of magnetic field properties over small spatial scales or by turbulence-driven relativistic magnetic reconnection. We detected various spectral features, which demonstrate the importance of the first-order Fermi mechanism operating by the magnetic field of changing confinement efficiencies and by the electron populations with different initial energy distributions, stochastic acceleration, and cooling processes. In some periods, the source showed a softening at higher GeV-band energies, possibly due to the inverse-Compton upscatter of X-ray photons in the Klein–Nishina regime reflected in the positive correlation between X-ray and high-energy emissions.
- Research Article
- 10.3847/1538-4357/adbc60
- Apr 14, 2025
- The Astrophysical Journal
- C Crawford + 3 more
Abstract Using particle-in-cell simulations of magnetic reconnection (MR), we investigate how the changing magnetic guide field strength impacts the evolution of electron Kelvin–Helmholtz instability (EKHI) and the associated Fermi electron acceleration proposed by H. Che & G. P. Zank. Through this investigation, an Alfvénic-like Fermi electron acceleration mechanism is discovered for strong guide field MR B g /B 0 > 2.5, where B g is the magnetic guide field. The electrons are accelerated by the intensive electric potential produced through δ U i × B , where the ion velocity fluctuations δ U i propagate parallel to the direction of the Alfvén-like waves. Differing from the two-stage second-order Fermi acceleration produced by the stochastic electric field of EKHI, the Alfvén-like wave mechanism is a much more efficient one-stage process that produces a much harder power-law electron energy spectrum, with an index ∼2, than that of the EKHI, with an index ∼4.
- Research Article
- 10.1051/0004-6361/202451965
- Mar 1, 2025
- Astronomy & Astrophysics
- Tassilo Scheffler + 3 more
Context. The recently discovered spherical eROSITA bubbles extend up to a latitude of ±80°−85° in the X-ray regime of the Milky Way halo. Similar to the γ-ray Fermi bubbles, they evolve around the Galactic center, making a common origin plausible. However, the driving mechanism and evolution of both bubbles are still under debate. Aims. We investigate whether hydrodynamic energy injections at the Galactic center, such as tidal disruption events, could have inflated both bubbles. The supermassive black hole Sagittarius A* is expected to tidally disrupt a star every 10–100 kyr, potentially leading to an outflow from the central region that drives a shock propagating into the Galactic halo due to its vertically declining density distribution, ultimately forming a superbubble that extends out of the disk similar to the eROSITA and Fermi bubbles. Methods. We model tidal disruption events in the Galaxy using three-dimensional hydrodynamical simulations, considering different Milky Way mass models and tidal disruption event rates. We then generate synthetic X-ray maps and compare them with observations. Results. Our simulation results of a β-model Milky Way halo show that superbubbles, blown for 16 Myr by regular energy injections at the Galactic center that occur every 100 kyr, can have a shape, shell stability, size, and evolution time similar to estimates for the eROSITA bubbles, and an overall structure reminiscent of the Fermi bubbles. The γ-rays in our model would stem from cosmic ray interactions at the contact discontinuity, where they were previously accelerated by first-order Fermi acceleration at in situ shocks. Conclusions. Regular tidal disruption events in the past 10–20 million years near the Galactic center could have driven an outflow resulting in both, the X-ray emission of the eROSITA bubbles and the γ-ray emission of the Fermi bubbles.
- Research Article
- 10.1126/sciadv.adn3320
- Feb 14, 2025
- Science advances
- Hui-Bo Tang + 28 more
Fermi acceleration is believed to be the primary mechanism to produce high-energy charged particles in the Universe, where charged particles gain energy successively from multiple reflections. Here, we present the direct laboratory experimental evidence of ion energization from single reflection off a supercritical collisionless shock, an essential component of Fermi acceleration, in a laser-produced magnetized plasma. A quasi-monoenergetic ion beam with two to four times the shock velocity was observed, which is consistent with the fast ion component observed in the Earth's bow shock. Our simulations reproduced the energy gain and showed that ions were accelerated mainly by the motional electric field during reflection. The results identify shock drift acceleration as the dominant ion energization mechanism, which is consistent with satellite observation in the Earth's bow shock. Our observations pave the way for laboratory investigations of the cosmic accelerators, also be beneficial to laser fusion and laser-driven ion accelerator.
- Research Article
- 10.3389/fspas.2024.1411076
- Jan 8, 2025
- Frontiers in Astronomy and Space Sciences
- A Marcowith
Cosmic rays (CRs) are accelerated in diverse astrophysical objects like supernova remnants, massive star clusters, or pulsars. Fermi acceleration mechanisms built a power-law distribution controlled by the ratio of the acceleration to escape timescales in the acceleration site. Hence, escape is an essential mechanism to establish the particle distribution at cosmic-ray sources and to control the flux of cosmic rays injected into the galaxy. Different models have tried to account for the escape process. However, all show some limitations due to the complexity of the particle release mechanism, usually involving 3D geometry, with specific magnetic turbulence properties linked to the process itself. The escape process is also time dependent and results from the interplay of particle acceleration and injection efficiency in the astrophysical source. Once injected into the interstellar medium, freshly released particles are channelled by the ambient magnetic field, which is itself turbulent. In a simplified view, we mainly focus on the propagation of CRs along 1D magnetic flux tubes before turbulent motions start to mix them over a turbulent coherence length, and then we further question this assumption. Close to their sources, one can also expect cosmic rays to harbour higher pressure with respect to their mean value in the interstellar medium. This intermittency in the CR distribution is prone to trigger several types of kinetic and macro instabilities, among which the resonant streaming instability has been the most investigated. In this article, we review recent observational and theoretical studies treating cosmic-ray escape and propagation in the vicinity of their source. We will consider three main astrophysical contexts: association with massive star clusters, gamma-ray halos around pulsars, and, more specifically, supernova remnants. In particular, we discuss in some detail the cosmic-ray cloud (CRC) model, which has been widely used to investigate CR propagation in the environment of supernova remnants. The review also discusses recent studies on CR-induced feedback over the interstellar medium surrounding the sources associated with the release process, as well as alternative types of driven instabilities.
- Research Article
- 10.1093/mnras/stae2668
- Dec 3, 2024
- Monthly Notices of the Royal Astronomical Society
- Kate Mowbray + 2 more
ABSTRACT In this paper, we provide a detailed investigation of the energization processes in two-dimensional, two and a half-dimensional, and three-dimensional collapsing magnetic trap models. Using kinematic magnetohydrodynamic models of collapsing magnetic traps, we examine the importance of Fermi acceleration in comparison with betatron acceleration in these models. We extend previous work by investigating particle orbits in two-dimensional models without and with a guide field component and from full three-dimensional models. We compare the outcomes for the different models and how they depend on the chosen initial conditions. While in the literature betatron acceleration has been emphasized as the major mechanism for particle energization in collapsing magnetic traps, we find that Fermi acceleration can play a significant role as well for particle orbits with suitable initial conditions.
- Research Article
- 10.1063/5.0223496
- Dec 1, 2024
- Physics of Plasmas
- K Moczulski + 28 more
We present numerical simulations used to interpret laser-driven plasma experiments at the GSI Helmholtz Centre for Heavy Ion Research. The mechanisms by which non-thermal particles are accelerated in astrophysical environments, e.g., the solar wind, supernova remnants, and gamma ray bursts, is a topic of intense study. When shocks are present, the primary acceleration mechanism is believed to be first-order Fermi, which accelerates particles as they cross a shock. Second-order Fermi acceleration can also contribute, utilizing magnetic mirrors for particle energization. Despite this mechanism being less efficient, the ubiquity of magnetized turbulence in the universe necessitates its consideration. Another acceleration mechanism is the lower-hybrid drift instability, arising from gradients of both density and magnetic field, which produce lower-hybrid waves with an electric field that energizes particles as they cross these waves. With the combination of high-powered laser systems and particle accelerators, it is possible to study the mechanisms behind cosmic-ray acceleration in the laboratory. In this work, we combine experimental results and high-fidelity three-dimensional simulations to estimate the efficiency of ion acceleration in a weakly magnetized interaction region. We validate the FLASH magneto-hydrodynamic code with experimental results and use OSIRIS particle-in-cell code to verify the initial formation of the interaction region, showing good agreement between codes and experimental results. We find that the plasma conditions in the experiment are conducive to the lower-hybrid drift instability, yielding an increase in energy ΔE of ∼ 264 keV for 242 MeV calcium ions.
- Research Article
2
- 10.3847/1538-4365/ad7d0c
- Nov 12, 2024
- The Astrophysical Journal Supplement Series
- B Kapanadze + 2 more
We present the spectral and timing results obtained during the intense observations of Mrk 421 by the Swift-based ultraviolet to X-ray instruments during 2018 April–2023 December. The source showed various strengths of X-ray flaring activity, exceeding a level of 3.5 × 10−9 erg cm−2 s−1 during the strongest 0.3–10 keV flares. Our study identifies a number of intraday brightness variability, including 61 instances that occurred within 1 ks exposures that are consistent with the shock-in-jet scenario and accompanied by significant, fast spectral changes. The source exhibited extreme spectral properties with dominance of the log-parabolic distributions of photons with energy and the frequent occurrence of hard photon indices in the 0.3–10 keV and 0.3–300 GeV bands, with the peak of synchrotron spectral energy distribution E p detected at the energies beyond 29 keV for the first time. The source showed very fast transitions of log-parabolic-to-power-law spectra, most plausibly caused by turbulence-driven relativistic magnetic reconnection. Our spectral results also demonstrate the importance of the first-order Fermi mechanism within the magnetic field of different confinement efficiencies, stochastic acceleration, transitions in the turbulence spectrum, and hadronic cascades. The X-ray, UV, and γ-ray fluxes showed a lognormal variability, which hints at the imprint of accretion disk instabilities on the blazar jet, as well as the possible presence of hadronic cascades. The UV and γ-ray variabilities demonstrated weak correlations with the X-ray flaring activity, which is not consistent with simple synchrotron self-Compton models and requires more complex particle acceleration and emission scenarios.
- Research Article
- 10.1088/1475-7516/2024/10/029
- Oct 1, 2024
- Journal of Cosmology and Astroparticle Physics
- Matheus Duarte + 1 more
In this paper, the acceleration of particles in astrophysical sources by the Fermi mechanism is revisited under the assumption of Lorentz invariance violation (LIV). We calculate the energy spectrum and the acceleration time of particles leaving the source as a function of the energy beyond which the Lorentz invariance violation becomes relevant. Lorentz invariance violation causes significant changes in the acceleration of particles by the first and second-order Fermi mechanisms. The energy spectrum of particles accelerated by first-order Fermi mechanism under LIV assumption shows a strong suppression for energies above the break. The calculations presented here complete the scenario for LIV searches with astroparticles by showing, for the first time, how the benchmark acceleration mechanisms (Fermi) are modified under LIV assumption.
- Research Article
1
- 10.3847/1538-4357/ad6561
- Oct 1, 2024
- The Astrophysical Journal
- Qile Zhang + 4 more
Understanding plasma dynamics and nonthermal particle acceleration in 3D magnetic reconnection has been a long-standing challenge. In this paper, we explore these problems by performing large-scale fully kinetic simulations of multi-X-line plasmoid reconnection with various parameters in both the weak- and strong-guide-field regimes. In each regime, we have identified its unique 3D dynamics that lead to field-line chaos and efficient acceleration, and we have achieved nonthermal acceleration of both electrons and protons into power-law spectra. The spectral indices agree well with a simple Fermi acceleration theory that includes guide-field dependence. In the low-guide-field regime, the flux rope kink instability governs the 3D dynamics for efficient acceleration. The weak dependence of the spectra on the ion-to-electron mass ratio and β (≪1) implies that the particles are sufficiently magnetized for Fermi acceleration in our simulations. While both electrons and protons are injected at reconnection exhausts, protons are primarily injected by perpendicular electric fields through Fermi reflections and electrons are injected by a combination of perpendicular and parallel electric fields. The magnetic power spectra agree with in situ magnetotail observations, and the spectral index may reflect a reconnection-driven size distribution of plasmoids instead of the Goldreich–Sridhar vortex cascade. As the guide field becomes stronger, the oblique flux ropes of large sizes capture the main 3D dynamics for efficient acceleration. Intriguingly, the oblique flux ropes can also experience flux rope kink instability, to drive extra 3D dynamics. This work has broad implications for 3D reconnection dynamics and particle acceleration in heliophysics and astrophysics.
- Research Article
- 10.3847/1538-4357/ad711a
- Oct 1, 2024
- The Astrophysical Journal
- Xiangxi Deng + 3 more
We report the temporal evolution of electron pitch angle distributions behind the dipolarization front (DF) in the Earth's magnetotail with observations of the Time History of Events and Macroscale Interactions during Substorms (THEMIS) spacecraft. Taking advantage of multipoint observations from the THEMIS mission lined up in space, we study pitch angle distributions of energetic electrons behind the DF during two typical events. Pancake, rolling-pin, and cigar distributions are observed sequentially during the acceleration process. Based on Liouville's theorem, it is revealed that pancake distribution is dominantly formed by betatron acceleration in the early stage, and rolling-pin distribution is generated by both dominant Fermi and weak betatron acceleration in the transition stage, while cigar distribution is formed by Fermi acceleration finally. Our results provide comprehensive in situ observational evidence of the temporal evolution of electron acceleration behind the DF during propagation.
- Research Article
- 10.3847/1538-4357/ad631e
- Sep 1, 2024
- The Astrophysical Journal
- Mikhail Malkov + 2 more
The observed energy spectra of accelerated particles at interplanetary shocks often do not match the diffusive shock acceleration (DSA) theory predictions. In some cases, the particle flux forms a plateau over a wide range of energies, extending upstream of the shock for up to seven flux e-folds before submerging into the background spectrum. Remarkably, at and downstream of the shock we have studied in detail, the flux falls off in energy as ϵ −1, consistent with the DSA prediction for a strong shock. The upstream plateau suggests a particle transport mechanism different from those traditionally employed in DSA models. We show that a standard (linear) DSA solution based on a widely accepted diffusive particle transport with an underlying resonant wave–particle interaction is inconsistent with the plateau in the particle flux. To resolve this contradiction, we modify the DSA theory in two ways. First, we include a dependence of the particle diffusivity κ on the particle flux F (nonlinear particle transport). Second, we invoke short-scale magnetic perturbations that are self-consistently generated by, but not resonant with, accelerated particles. They lead to the particle diffusivity increasing with the particle energy as ∝ϵ 3/2 that simultaneously decreases with the particle flux as 1/F. The combination of these two trends results in the flat spectrum upstream. We speculate that nonmonotonic spatial variations of the upstream spectrum, apart from being time-dependent, may also result from non-DSA acceleration mechanisms at work upstream, such as stochastic Fermi or magnetic pumping acceleration.