Shortly after Freud's death, the study of dreaming from the perspective of neuroscience began in earnest. Initially, these studies yielded results which were hard to reconcile with the psychological conclusions set out in this book. The first major breakthrough came in 1953, when Aserinsky and Kleitman discovered a physiological state which occurs periodically (in 90 minute cycles) throughout sleep, and occupies approximately 25% of our sleeping hours. This state is characterized, among other things, by heightened brain activation, bursts of rapid eye movement (REM), increased breathing and heart-rate, genital engorgement, and paralysis of bodily movement. It consists, in short, in a paradoxical physiological condition in which one is simultaneously highly aroused and yet fast asleep. Not surprisingly, Aserinsky and Kleitman suspected that this REM state (as it came to be known) was the external manifestation of the subjective dream state. That suspicion was soon confirmed experimentally, by Aserinsky and Kleitman (1955) and Dement and Kleitman (1957a, 1957b). It is know generally accepted that if someone is awakened from REM sleep and asked whether or not they have been dreaming, they will report that they were dreaming in as many as 95% of such awakenings. Non-REM sleep, by contrast, yields dream reports at a rate of only 5-10% of awakenings. These early discoveries generated great excitement in the neuroscientific field; for the first time it appeared to have in its grasp an objective, physical manifestation of dreaming - the most subjective of all mental states. All that remained to be done, it seemed, was to lay bare the brain mechanisms which produced this physiological state; then we would have discovered nothing less than how the brain produces dreams. Since the REM state can be demonstrated in almost all mammals, this research could also be conducted in subhuman species (which has important methodological implications, for brain mechanisms can be manipulated in animal experiments in ways that they cannot in human research.) A sequence of studies followed, in quick succession, in which different parts of the brain were systematically removed (in cats) in order to isolate the precise structures that produced REM sleep. On this basis, Jouvet was able to report in 1962 that REM (and therefore dreaming) was produced by a small region of cells in a part of the brain stem known as the pons. This part of the nervous system is situated at a level only slightly above the spinal cord, near the nape of the neck. The higher levels of the brain, such as the cerebral hemispheres themselves which fill out the great hollow of the human skull, did not appear to play any causal role whatever in the generation of dreaming. REM sleep occurs with monotonous regularity, throughout sleep, so long as the pons is intact - even if the great cerebral hemispheres are removed completely. Neuroscientific research into the mechanism of REM sleep continued along
Read full abstract