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The Helmholtz legacy in color metrics: Schrödinger’s color theory

This study is a continuation of the authors’ previous work entitled “Helmholtz and the geometry of color space: gestation and development of Helmholtz’s line element” (Peruzzi and Roberti in Arch Hist Exact Sci. https://doi.org/10.1007/s00407-023-00304-2, 2023), which provides an account of the first metrically significant model of color space proposed by the German polymath Hermann von Helmholtz in 1891–1892. Helmholtz’s Riemannian line element for three-dimensional color space laid the foundation for all subsequent studies in the field of color metrics, although it was largely forgotten for almost three decades from the time of its first publication. The rediscovery of Helmholtz’s masterful work was due to one of the founders of quantum mechanics, Erwin Schrödinger. He established his color metric in three extended papers submitted in 1920 to the Annalen der Physik. Two memoirs were devoted to the so-called lower color metric, which laid the basis for the development of his higher color metric, exposed in the last paper. Schrödinger’s approach to the geometry of color space has been taken as a starting point for future elaborations of color metrics and allows a close examination of the current assumptions about the analysis of color-matching data. This paper presents an overall picture of Schrödinger’s works on color. His color theory developed a tradition first inaugurated by Newton and Young, and which acquired strong scientific ground with Grassmann’s, Maxwell’s, and Helmholtz’s contributions in the 1850s. Special focus will be given to Schrödinger’s account of color metric, which responded directly to Helmholtz’s hypothesis of a Riemannian line element for color space.

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Hero and the tradition of the circle segment

In his Metrica, Hero provides four procedures for finding the area of a circular segment (with b the base of the segment and h its height): an Ancient method for when the segment is smaller than a semicircle, (b + h)/2 , cdot , h; a Revision, (b + h)/2 , cdot , h + (b/2)^{2} /14; a quasi-Archimedean method (said to be inspired by the quadrature of the parabola) for cases where b is more than triple h, {raise0.5exhbox{scriptstyle 4} kern-0.1em/kern-0.15em lower0.25exhbox{scriptstyle 3}}(h , cdot , b/2); and a method of Subtraction using the Revised method, for when it is larger than a semicircle. He gives superficial arguments that the Ancient method presumes pi = 3 and the Revision, pi = {raise0.5exhbox{scriptstyle {22}} kern-0.1em/kern-0.15em lower0.25exhbox{scriptstyle 7}}. We are left with many questions. How ancient is the Ancient? Why did anyone think it worked? Why would anyone revise it in just this way? In addition, why did Hero think the Revised method did not work when b > 3;h? I show that a fifth century BCE Uruk tablet employs the Ancient method, but possibly with very strange consequences, and that a Ptolemaic Egyptian papyrus that checks this method by comparing the area of a circle calculated from the sum of a regular inscribed polygon and the areas of the segments on its sides as determined by the Ancient method with the area of the circle as calculated from its diameter correctly sees that the calculations do not quite gel in the case of a triangle but do in the case of a square. Both traditions probably could also calculate the area of a segment on an inscribed regular polygon by subtracting the area of the polygon from the area of the circle and dividing by the number of sides of the polygon. I then derive two theorems about pairs of segments, that the reviser of the Ancient method should have known, that explain each method, why they work when they do and do not when they do not, and which lead to a curious generalization of the Revised method. Hero’s comment is right, but not for the reasons he gives. I conclude with an exploration of Hero’s restrictions of the Revised method and Hero’s two alternative methods.

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Auerbach, Lotka, and Zipf: pioneers of power-law city-size distributions

Power-law city-size distributions are a statistical regularity researched in many countries and urban systems. In this history of science treatise we reconsider Felix Auerbach’s paper published in 1913. We reviewed his analysis and found (i) that a constant absolute concentration, as introduced by him, is equivalent to a power-law distribution with exponent approx 1, (ii) that Auerbach describes this equivalence, and (iii) that Auerbach also pioneered the empirical analysis of city-size distributions across countries, regions, and time periods. We further investigate his legacy as reflected in citations and find that important follow-up work, e.g. by Lotka (Elements of physical biology. Williams & Wilkins Company, Baltimore, 1925) and Zipf (Human behavior and the principle of least effort: an introduction to human ecology, Martino Publishing, Manfield Centre, CT (2012), 1949), does give proper reference to his discovery—but others do not. For example, only approximately 20% of city-related works citing Zipf (1949) also cite Auerbach (Petermanns Geogr Mitteilungen 59(74):74–76, 1913). To our best knowledge, Lotka (1925) was the first to describe the power-law rank-size rule as it is analyzed today. Saibante (Metron Rivista Internazionale di Statistica 7(2):53–99, 1928), building on Auerbach and Lotka, investigated the power-law rank-size rule across countries, regions, and time periods. Zipf’s achievement was to embed these findings in his monumental 1949 book. We suggest that the use of “Auerbach–Lotka–Zipf law” (or “ALZ-law”) is more appropriate than “Zipf’s law for cities”, which also avoids confusion with Zipf’s law for word frequency. We end the treatise with biographical notes on Auerbach.

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