Understanding external drivers of technology transfer and diffusion through an extended multi-level perspective framework: the case of automotive electrification in China
ABSTRACT This study examines the socio-technical transition of China’s automotive sector, focusing on developing new energy vehicles from 2000 to 2020. It introduces an extended framework based on the multi-level perspective, incorporating technological sector and geographical space dimensions to analyse how internal and external drivers shaped China’s new energy vehicle transition. By integrating cross-sectoral interactions and international influences, this study provides a structured approach to understanding long-term socio-technical transition and innovation diffusion. Using mixed data sources, including expert interviews, secondary data analysis, and the author’s eight years of industry experience, the study identifies key driving forces from the landscape and the roles of external socio-technical systems, examining how a niche innovation evolved into a mainstream technology. A comparative case study of iconic automakers, including XPeng, BYD, GAC, and Jeep, further extends the analysis to the firm level, illustrating how different automakers adapted to similar external pressures with distinct strategic responses. Findings refine sectoral transition frameworks, contributing to technology innovation and industrial transformation research. This study provides insights for policymakers and industry leaders to enhance technology diffusion and competitiveness in emerging industries by illustrating the interplay between policy interventions, firm strategies, and global market forces.
15
- 10.1016/j.suscom.2020.100396
- Jun 12, 2020
- Sustainable Computing: Informatics and Systems
424
- 10.1016/j.techsoc.2007.08.009
- Sep 18, 2007
- Technology in Society
168
- 10.1080/09537320802292719
- Sep 1, 2008
- Technology Analysis & Strategic Management
478
- 10.1016/j.techfore.2008.04.013
- Jun 20, 2008
- Technological Forecasting and Social Change
394
- 10.1016/j.eist.2012.08.001
- Aug 30, 2012
- Environmental Innovation and Societal Transitions
153
- 10.1080/09537320701403441
- Jul 1, 2007
- Technology Analysis & Strategic Management
3995
- 10.1016/j.respol.2007.01.003
- Feb 20, 2007
- Research Policy
1599
- 10.1080/09537320802292651
- Sep 1, 2008
- Technology Analysis & Strategic Management
477
- 10.1191/030913201682688940
- Dec 1, 2001
- Progress in Human Geography
1197
- 10.1177/0263276414531627
- Jun 27, 2014
- Theory, Culture & Society
- Research Article
66
- 10.1016/j.techfore.2021.121007
- Jul 20, 2021
- Technological Forecasting and Social Change
A socio-technical transition path for new energy vehicles in China: A multi-level perspective
- Research Article
6
- 10.1108/md-03-2018-0245
- Aug 27, 2019
- Management Decision
PurposeThe purpose of this paper is to undertake research on the relationship of firm heterogeneity and innovation diffusion performance, and the role of absorptive capacity in this relationship.Design/methodology/approachBased on the diffusion of innovation theory, enterprise heterogeneity directly affects the evaluation stage (considering whether to adopt it) and the experimental stage (observing whether it is suitable for one’s own situation) of the diffusion process. Therefore, the paper uses a structural equation model to construct the influencing factors model of enterprise heterogeneity on technology diffusion. Furthermore, questionnaires were distributed to 236 enterprises with different scales, nature and location to explore the impact of heterogeneity on technology diffusion with scientific, objective and comprehensive data.FindingsFirm heterogeneity has a positive effect on absorptive capacity and absorptive capacity has a positive effect on technological innovation diffusion performance. Thus, absorptive capacity plays an intermediary role in the effect on enterprise heterogeneity and technological innovation diffusion performance. More interestingly, the authors get some results that are not entirely consistent with the theoretical assumptions.Practical implicationsFirm heterogeneity plays a central role in the process of innovation diffusion. Enterprises should build internal management platforms to enhance cooperation among employees, and establish links with other enterprises for opportunities for win-win cooperation. In addition, enterprises should control the frequency of internal activities, which will undermine the enthusiasm of enterprise members to participate in technology sharing.Originality/valueThis paper explores the interaction between technology potential, cooperation frequency and absorptive capacity from the perspective of systems theory. The findings enrich the theory of innovation diffusion, and explore the inherent reasons why enterprise heterogeneity affects innovation diffusion. Furthermore, the theory that intra-firm cooperation promotes innovation diffusion is not always correct.
- Research Article
35
- 10.1016/j.retrec.2016.06.008
- Sep 1, 2016
- Research in Transportation Economics
Developing (tele)work? A multi-level sociotechnical perspective of telework in Ireland
- Preprint Article
- 10.1427/3684
- Jan 1, 2000
Professionalisation has been a process which has profoundly influenced the societies of the most industrialised countries, since it entails a high position in the occupational hierarchy for its members. This has marked effects on the occupational choices of individuals, because the social prestige accorded to an occupation is an important part of the total reward accruing from it. This paper analyses the economic consequences of the phenomenon, concentrating in particular on the effects of technological innovation. The argument put forward is that professionalisation may hamper the diffusion of innovative technologies because it makes the choice of the new professions less attractive. Moreover, it renders the management of high-skilled workers costly for firms, since innovative firms must adopt new technique of human resource management. To the extent that these professions are complementary to the new technologies, their reduced supply and the high cost of their management may be a serious obstacle against the diffusion of technological innovation.
- Research Article
2
- 10.1504/ijtpm.2020.10026593
- Jan 1, 2020
- International Journal of Technology, Policy and Management
This paper presents survey results validating the theory of diffusion of innovation (DoI) (Rogers, 1962, 2003). We find that complexity, trialability, and observability exhibited correlation with innovation diffusion while the others do not. Innovation and technology have been long considered important drivers of organisational success. They are examined in the US Oil and Gas (O&G) industry. Rogers' (1962, 2003) theory of DoI is used in identifying and operationalising key variables that affect DoI. It broadens understanding of how the industry has responded to the presence of multiple, important new technologies and how the diffusion of these technologies can be explained by the application of the DoI model. Using primary data, the current study empirically tests DoI in the context of today's US O&G industry. The contribution of the current study to both researchers and practitioners, limitations, as well as suggestions for future studies are also provided.
- Research Article
1
- 10.1108/jec-12-2020-0198
- May 29, 2019
- Journal of Enterprising Communities People and Places in the Global Economy
The purpose of this qualitative multiple case study was to gain a deeper understanding of the views of stakeholders residing within impoverished communities in Angola on rapid technology diffusion and its implication on labor market challenges within their regions. To address this gap, and consistent with the qualitative paradigm, this paper conducted methodological triangulation of the study’s multiple data sources, including semistructured interviews and archival data in the form of government labor reports, reflective field notes and archival data to establish the trustworthiness of the study’s data analysis and findings.,A gap in the literature exists between the general diffusion of technological innovations and socioeconomic development that results in an ambiguous connection between theory, academia and professional practice among sub-Saharan African countries. To inform governments in developing countries on how to effectively achieve the diffusion of innovations (DoI), this integrative literature review supports a broader qualitative multiple case study that offers insights into the views of stakeholders residing within impoverished communities in Angola, on rapid technology diffusion and its implication for labor market challenges. This overview of existing research offers a targeted knowledge base that can support future research and help promote the potential for socioeconomic development in low-income countries. By addressing the patterns of the relationship between various economic imbalances and the adoption of technology that promote the social divide, along with highlighting the importance of understanding the overall technological dualism between various social groups, promises effective policies for successful DoI in impoverished sub-Saharan African regions by evaluating its impact on local labor market challenges.,The results of this multiple case study research oversee a thematic analysis of the data collected based on the study’s multiple sources, following a cross-case analysis in which this paper synthesizes the findings of the initial thematic analysis of data to answer the study’s central research question. The multiple case study approach in this research follows the concept of replication logic discussed by Yin (2017) in which the same findings are replicated across multiple cases as similarities and differences are traced across cases, and the study results obtained in this way are deemed robust and reliable.,A potential key limitation in this study was associated to the participants’ limited experiences about the study’s central phenomenon, which if inadequate, could not have been reflective of the challenges faced and shared by the target population. This study mitigates the limitation with an observation in which a much sharper understanding of the participants’ knowledge about the topic of interest was developed. Another limitation was the sample size that could have been small and may not be representative of the entire population. This study mitigates the limitation through careful interpretation of the data and strong conclusion of results.,For practical implications, this study emphasized the importance of participative approaches to ICT implementation that if well adapted by policymakers could lead to a more contextually anchored ICT-supported poverty alleviation within different dimensions of poverty.,This study addresses an under-researched area on why innovation policy initiatives calling for technology diffusion in Angola continue to stall rather than combating labor market challenges in impoverished communities. This study brings the voices of local populations on technology diffusion in impoverished regions of Angola to the extant literature, launching the development of a body of knowledge that may point the way to a promising avenue of social change through innovation and technology diffusion.,This research is original and significant in that it addresses an under-researched area on innovation policy initiatives calling for technology diffusion in Angola that continue to stall rather than combating labor market challenges in impoverished communities. This study also makes an original contribution to Rogers’s seminal theory and concept of diffusion of innovations. The study’s results guided further research in technology adoption and innovation diffusion within Angola, a nation faced with poor human capital development and an increasing proportion of the world’s poorest people and unemployment.
- Research Article
107
- 10.1016/j.techfore.2011.07.004
- Jul 30, 2011
- Technological Forecasting and Social Change
Using the multi-level perspective on socio-technical transitions to assess innovation policy
- Research Article
90
- 10.1016/j.technovation.2015.08.004
- Sep 4, 2015
- Technovation
Radical technological innovations are needed to achieve sustainability, but such innovations confront unusually high barriers, as they often require sociotechnical transitions. Here we use the theoretical perspectives and methods of Science and Technology Studies (STS) to demonstrate ways that existing theories of innovation and sociotechnical transitions, such as the Multi-Level Perspective (MLP), can be expanded. We test the MLP by applying STS methods and concepts to analyze the history of aircraft composites (lightweight materials that can reduce fuel consumption and greenhouse gas emissions), and use this case to develop a better understanding of barriers to radical innovation. In the MLP, "radical innovation" occurs in local niches—protected spaces for experimentation—and is then selected by a sociotechnical regime. The history of composite materials demonstrates that radical innovation could not be confined to "niches," but that the process of scaling up to a wholly new product itself required radical innovation in composites. Scaling up a process innovation to make a new product itself required radical innovation. These findings suggest a need to refine sociotechnical transitions theories to account for technologies that require radical innovation in the process of scaling up from the level of sociotechnical niche to regime.
- Research Article
39
- 10.1186/s13705-018-0150-7
- Mar 12, 2018
- Energy, Sustainability and Society
BackgroundFor a successful transition to a sustainable energy system, not only technical but also social innovations are required. A major challenge to social innovation research is how to translate the social innovation from a novelty with big potential into a mainstream practice. The multilevel perspective (MLP) of socio-technical transitions provides a heuristic to understand how niches can potentially break through to the regime level. In this paper, we examine in how far a multilevel perspective approach is suited to analyze and better understand diffusion trajectories of social rather than technological innovations, taking a social practice theory perspective. Five example projects, selected among the top social innovations for the Energiewende in North Rhine-Westphalia, are analyzed. We discuss to what extend the MLP provides a helpful tool to understand the transition processes.ResultsSocial innovations can be very divers. We find that the MLP does not offer a one-size-fits-all framework for the analysis of the diffusion of social innovations. The MLP proves applicable only in those cases where the social innovation (1) can lead to a system change and (2) has a clear competing or symbiotic relationship with an existing regime.ConclusionsSocial innovations that aim to be transformative in the sense that they have the goal to be system changing (rather than incremental) can be analyzed along the heuristics of the MLP. For this type of social innovation, the MLP can be fruitful to learn to better understand the diffusion dynamics of social innovation and the barriers and drivers they might face. However, for social innovations that aim at incremental improvements without challenging the existing system, the MLP cannot be applied to study the diffusion process.
- Research Article
45
- 10.1007/s10961-015-9439-2
- Oct 13, 2015
- The Journal of Technology Transfer
Innovation diffusion is important for both firms’ profitability and countries’ economic growth. For these reasons, policies that aim to reduce the main barriers to innovation diffusion are a relevant issue on the agenda of most policy makers. Although the importance of this topic is widely recognized, few studies explore public policies that aim to enhance innovation diffusion. This article attempts to fill this literature gap. Specifically, the study aims to clarify the role of policy makers in promoting new technology diffusion, to identify the barriers that affect the process of innovation diffusion and that are relevant for public policy makers and to analyze potential policies to overcome the main barriers to the diffusion of new relevant technologies. This study shows that public policies must simultaneously address the most relevant barriers to the diffusion of a new technology to be effective. Focusing on only specific barriers by developing policies with a too narrow scope may lead to poor results. The study explores a topic that is almost neglected in the innovation management literature. On the one hand, the article provides a conceptual framework for analyzing public policies. On the other hand, it proposes an overview of the repertoire of policies that policy makers can use to overcome the most relevant barriers to the diffusion of a new technology. In doing so, it also contributes to the debate about the role of the policy maker in the process of innovation development and diffusion.
- Research Article
26
- 10.1016/j.jclepro.2023.136999
- Mar 28, 2023
- Journal of Cleaner Production
Plant-based and cultivated meat in the United States: A review and research agenda through the lens of socio-technical transitions
- Research Article
1
- 10.1108/cr.2006.16.1.57
- Mar 1, 2006
- Competitiveness Review
This study examines the roles of market demand, industry structure, and firm strategy in the development of the robotics industry in the United States and Japan, focusing on differences between the two countries. On the demand side, Japan had a strong market for robots in the automotive and electrical machinery sectors. The U.S. got a slow start in the automotive sector and was unable to move rapidly to other customer sectors. On the supply side, the U.S. robotics industry consisted of mostly small and medium‐sized firms, while the Japanese robotics industry included many large‐diversified firms. Also, many U.S. robotics firms entered the market through acquisitions of and licenses with others, while many Japanese robotics firms moved forward in measured steps rather than attempting to make great leaps. Understanding these differences in market demand, industry structure, and firm strategy can help assess the overall competitiveness and development of the robotics industry in the U.S. and Japan.
- Research Article
10
- 10.1016/j.techfore.2022.122260
- Dec 26, 2022
- Technological Forecasting and Social Change
Integrating automated minibuses into mobility systems – Socio-technical transitions analysis and multi-level perspectives
- Research Article
1369
- 10.1016/j.respol.2010.01.022
- Feb 21, 2010
- Research Policy
Ontologies, socio-technical transitions (to sustainability), and the multi-level perspective
- Research Article
7
- 10.1057/s41287-021-00409-w
- May 21, 2021
- The European Journal of Development Research
Digital platforms play an increasing role across socio-economic sectors in developing countries yet development research to date on this topic has been limited and under-conceptualised. To help facilitate such research in future, this paper presents and applies the “multi-level perspective” as a framework to understand platforms in development as socio-technical transitions. Analysing a successful ride-hailing platform—EasyTaxi in Colombia—it finds what was originally a niche innovation then effected a socio-technical transition within Bogotá’s taxi regime. Although there are some issues in applying the framework, it is found to have a factoral, scalar and longitudinal holism that were lacking in existing conceptualisations within the literature on platforms and developing countries. The multi-level perspective offers insights into the process of innovation, rapidity of scaling, and development impacts relating to resource endowments, institutional formalisation, and shifts in power. The framework may therefore be a useful lens for development researchers seeking to better understand digital platforms.
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