Abstract

BackgroundSleep apnea (OSA) is a common sleep disorder characterized by recurring breathing pauses during sleep caused by a blockage of the upper airway (UA). The altered UA structure or function in OSA speakers has led to hypothesize the automatic analysis of speech for OSA assessment. In this paper we critically review several approaches using speech analysis and machine learning techniques for OSA detection, and discuss the limitations that can arise when using machine learning techniques for diagnostic applications.MethodsA large speech database including 426 male Spanish speakers suspected to suffer OSA and derived to a sleep disorders unit was used to study the clinical validity of several proposals using machine learning techniques to predict the apnea–hypopnea index (AHI) or classify individuals according to their OSA severity. AHI describes the severity of patients’ condition. We first evaluate AHI prediction using state-of-the-art speaker recognition technologies: speech spectral information is modelled using supervectors or i-vectors techniques, and AHI is predicted through support vector regression (SVR). Using the same database we then critically review several OSA classification approaches previously proposed. The influence and possible interference of other clinical variables or characteristics available for our OSA population: age, height, weight, body mass index, and cervical perimeter, are also studied.ResultsThe poor results obtained when estimating AHI using supervectors or i-vectors followed by SVR contrast with the positive results reported by previous research. This fact prompted us to a careful review of these approaches, also testing some reported results over our database. Several methodological limitations and deficiencies were detected that may have led to overoptimistic results.ConclusionThe methodological deficiencies observed after critically reviewing previous research can be relevant examples of potential pitfalls when using machine learning techniques for diagnostic applications. We have found two common limitations that can explain the likelihood of false discovery in previous research: (1) the use of prediction models derived from sources, such as speech, which are also correlated with other patient characteristics (age, height, sex,…) that act as confounding factors; and (2) overfitting of feature selection and validation methods when working with a high number of variables compared to the number of cases. We hope this study could not only be a useful example of relevant issues when using machine learning for medical diagnosis, but it will also help in guiding further research on the connection between speech and OSA.

Highlights

  • Sleep apnea (OSA) is a common sleep disorder characterized by recur‐ ring breathing pauses during sleep caused by a blockage of the upper airway (UA)

  • Despite the positive results reported in these previous studies, as it will be presented in the section “Discussion”, we have found contradictory results when applying the proposed methods over our large clinical database composed of speech samples from 426 obstructive sleep apnea (OSA) male speakers

  • The main objective of our method is to evaluate the capability of using speech to predict or estimate apnea–hypopnea index (AHI), in the section “Discussion” we review previous research that aim at classify or discriminate between subjects with OSA (AHI ≥10) and without OSA

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Summary

Introduction

Sleep apnea (OSA) is a common sleep disorder characterized by recur‐ ring breathing pauses during sleep caused by a blockage of the upper airway (UA). The altered UA structure or function in OSA speakers has led to hypothesize the auto‐ matic analysis of speech for OSA assessment. OSA is characterized by recurring episodes of breathing pauses during sleep, greater than 10 s at a time, caused by a blockage of the upper airway (UA) at the level of the pharynx. The gold standard for sleep apnea diagnosis is the polysomnography (PSG) test [2]. This test requires an overnight stay of the patient at the sleep unit within a hospital to monitor breathing patterns, heart rhythm and limb movements. Faster and less costly alternatives have been proposed for early OSA detection and severity assessment; and speech-based methods are among them

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