Recent Developments in SMEFT: Theory, Tools, and Phenomenology

The Standard Model Effective Field Theory (SMEFT) and the Low Energy Effective Field Theory (LEFT) can be extended by adding additional spin 0, 1/2 and 1 dark matter particles which are singlets under the Standard Model (SM) gauge group. We classify all gauge invariant interactions in the Lagrangian up to terms of dimension six, and present the tree-level matching conditions between the two theories at the electroweak scale. The most widely studied dark matter models, such as those based on the Higgs portal or on kinetic mixing between the photon and a dark photon, are based on dimension-four interactions with the SM sector. We consider a model with dark vector particles with a ℤ2 symmetry, so that the lightest dark matter particle is stable. The leading interaction with the SM is through dimension-six operators involving two dark vector field-strength tensors and the electromagnetic field-strength tensor. This model is a viable dark matter model in the freeze-in scenario for a wide range of parameters.

We compute the one-loop matching between the Standard Model Effective Field Theory and the low-energy effective field theory below the electroweak scale, where the heavy gauge bosons, the Higgs particle, and the top quark are integrated out. The complete set of matching equations is derived including effects up to dimension six in the power counting of both theories. We present the results for general flavor structures and include both the C P -even and C P -odd sectors. The matching equations express the masses, gauge couplings, as well as the coefficients of dipole, three-gluon, and four-fermion operators in the low-energy theory in terms of the parameters of the Standard Model Effective Field Theory. Using momentum insertion, we also obtain the matching for the C P -violating theta angles. Our results provide an ingredient for a model-independent analysis of constraints on physics beyond the Standard Model. They can be used for fixed- order calculations at one-loop accuracy and represent a first step towards a systematic next-to-leading-log analysis.

The electroweak symmetry-breaking sector is one of the most promising and uncharted parts of the Standard Model (SM); but it seems likely that new electroweak physics may be out of reach of the present accelerator effort and the hope is to observe small deviations from the SM. Given that, effective field theory (EFT) becomes the logic method to use, and Standard Model effective field theory (SMEFT) has become the standard. However, the most general theory with the known particle content is Higgs effective field theory (HEFT), and whether SMEFT suffices should be investigated in future experimental efforts. Building on investigations by other groups that established geometric criteria to distinguish SMEFT from HEFT (useful for theorists examining specific beyond-SM completions), we seek more phenomenological understanding and present an analogous discussion aimed at a broader audience. We discuss various aspects of (multi)Higgs boson production from longitudinal electroweak gauge bosons ${W}_{L}{W}_{L}\ensuremath{\rightarrow}n\ifmmode\times\else\texttimes\fi{}h$ in the TeV region as the necessary information to characterize the flare function, $\mathcal{F}(h)$, that determines whether SMEFT or HEFT is needed. We also present tree-level amplitudes including contact and exchange channels, as well as a short discussion on accessing $\mathcal{F}$ from the statistical limit of many bosons. We also discuss the status of the coefficients of the series expansion of $\mathcal{F}(h)$, its validity, whether its complex-$h$ extension can be used to predict or not a tell-tale zero, and how they relate to the dimension-six and -eight SMEFT operators in the electroweak sector. We derive a set of new correlations among beyond the standard model corrections to the HEFT coefficients that help decide, from experimental data, whether we have a viable SMEFT. This analysis can be useful for machines beyond the LHC that could address the challenging final state with several Higgs bosons.

The scotogenic neutrino seesaw model is a minimal extension of the standard model with three ℤ2-odd right-handed singlet fermions N and one ℤ2-odd Higgs doublet η that can accommodate the tiny neutrino mass and provide a dark matter candidate in a unified picture. Due to lack of experimental signatures for electroweak scale new physics, it is appealing to assume these new particles are well above the electroweak scale and take the effective field theory approach to study their effects on low energy observables. In this work we apply the recently developed functional matching formalism to the one-loop matching of the model onto the standard model effective field theory up to dimension seven for the case when all new states N and η are heavy to be integrated out. This is a realistic example which has no tree-level matching due to the ℤ2 symmetry. Using the matching results, we analyze their phenomenological implications for several physical processes, including the lepton number violating effect, the CDF W mass excess, and the lepton flavor violating decays like μ → eγ and μ → 3e.

We propose a procedure to cross-validate Monte Carlo implementations of the standard model effective field theory. It is based on the numerical comparison of squared amplitudes computed at specific phase-space and parameter points in pairs of implementations. Interactions are fully linearised in the effective field theory expansion. The squares of linear effective field theory amplitudes and their interference with standard-model contributions are compared separately. Such pairwise comparisons are primarily performed at tree level and a possible extension to the one-loop level is also briefly considered. We list the current standard model effective field theory implementations and the comparisons performed to date.

In this paper we systematically consider the baryon (B) and lepton (L) number violating dinucleon to dilepton decays (pp → ℓ+ℓ′+, pn → {mathrm{ell}}^{+}overline{nu}^{prime } , nn → overline{nu}overline{nu}^{prime } ) with ∆B = ∆L = −2 in the framework of effective field theory. We start by constructing a basis of dimension-12 (dim-12) operators mediating such processes in the low energy effective field theory (LEFT) below the electroweak scale. Then we consider their standard model effective field theory (SMEFT) completions upwards and their chiral realizations in baryon chiral perturbation theory (BχPT) downwards. We work to the first nontrivial orders in each effective field theory, collect along the way the matching conditions, and express the decay rates in terms of the Wilson coefficients associated with the dim-12 operators in the SMEFT and the low energy constants pertinent to BχPT. We find the current experimental limits push the associated new physics scale larger than 1 − 3 TeV, which is still accessible to the future collider searches. Through weak isospin symmetry, we find the current experimental limits on the partial lifetime of transitions pp → ℓ+ℓ′+, pn → {mathrm{ell}}^{+}overline{nu}^{prime } imply stronger limits on nn → overline{nu}overline{nu}^{prime } than their existing lower bounds, which are improved by 2−3 orders of magnitude. Furthermore, assuming charged mode transitions are also dominantly generated by the similar dim-12 SMEFT interactions, the experimental limits on pp → e+e+, e+μ+, μ+μ+ lead to stronger limits on pn → {mathrm{ell}}_{alpha}^{+}{overline{nu}}_{beta } with α, β = e, μ than their existing bounds. Conversely, the same assumptions help us to set a lower bound on the lifetime of the experimentally unsearched mode pp → e+τ+ from that of pn → {e}^{+}{overline{nu}}_{tau } , i.e., {Gamma}_{ppto {e}^{+}{tau}^{+}}^{-1}gtrsim 2times {10}^{34} yr.

In the Standard Model effective field theory (SMEFT), the SU(2)L×U(1)Y symmetry of the Standard Model is linearly realized. However, it is possible that more general effective field theories, such as the Higgs effective field theory (HEFT) where this symmetry is realized nonlinearly, are needed to describe the data. Identifying physics beyond SMEFT could shed light on the nature of Higgs and the realization of the electroweak symmetry. We explore the possibility of such an identification by studying the effects of scalar and vector new physics operators on the angular distribution of Λb→Λc(→Λπ)τν¯τ. This decay is sensitive to the six-dimensional effective operator OVLR≡(τ¯γμPLντ)(c¯γμPRb), which is present in HEFT but suppressed in SMEFT. We identify the angular observables that can have significant contributions from OVLR and hence would be useful for probing not only beyond the Standard Model physics but also physics beyond SMEFT. We further find that constraining the branching ratio of Bc→τν¯τ would be crucial for performing this task. Published by the American Physical Society 2024

This is the first paper of our systematic efforts on lepton number violating (LNV) hadronic decays in the effective field theory approach. These decays provide information complementary to popular nuclear neutrinoless double-β (0νββ) decay in that they can probe LNV interactions involving heavier quarks and charged leptons. We may call them hadronic 0νββ decays in short, though β refers to all charged leptons. In this work we investigate the decays K±→ π∓l±l± that arise from short-distance or contact interactions involving four quark fields and two charged lepton fields, which have canonical dimension nine (dim-9) at leading order in low energy effective field theory (LEFT). We make a complete analysis on the basis of all dim-9 operators that violate lepton number by two units, and compute their one-loop QCD renormalization effects. We match these effective interactions in LEFT to those in chiral perturbation theory (χPT) for pseudoscalar mesons, and determine the resulting hadronic low energy constants (LECs) by chiral symmetry and lattice results in the literature. The obtained decay rate is general in that all physics at and above the electroweak scale is completely parameterized by the relevant Wilson coefficients in LEFT and hadronic LECs in χPT. Assuming the standard model effective field theory (SMEFT) is the appropriate effective field theory between some new physics scale and the electroweak scale, we match our LEFT results to SMEFT whose leading effective interactions arise from LNV dim-7 operators. This connection to SMEFT simplifies significantly the interaction structures entering in the kaon decays, and we employ the current experimental bounds to set constraints on the relevant Wilson coefficients in SMEFT.

In this work we investigate the implication of $K\to \pi \nu \bar{\nu}$ from the recent KOTO and NA62 measurements for generic neutrino interactions and the new physics scale in effective field theories. The interactions between quarks and left-handed Standard Model (SM) neutrinos are first described by the low energy effective field theory (LEFT) below the electroweak scale. We match them to the chiral perturbation theory ($\chi$PT) at the chiral symmetry breaking scale to calculate the branching fractions of Kaon semi-invisible decays and match them up to the SM effective field theory (SMEFT) to constrain new physics above the electroweak scale. In the framework of effective field theories, we prove that the Grossman-Nir bound is valid for both dim-6 and dim-7 LEFT operators, and the dim-6 vector and scalar operators dominantly contribute to Kaon semi-invisible decays based on LEFT and chiral power counting rules. They are induced by multiple dim-6 lepton-number-conserving operators and one dim-7 lepton-number-violating operator in the SMEFT, respectively. In the lepton-number-conserving $s\to d$ transition, the $K\to \pi \nu \bar{\nu}$ decays provide the most sensitive probe for the operators with $\tau\tau$ component and point to a corresponding new physics scale of $\Lambda_{\rm NP} \in[47~\text{TeV},~72~\text{TeV}]$ associated with a single effective coefficient. The lepton-number-violating operator can also explain the observed $K\to\pi\nu\bar{\nu}$ discrepancy with the SM prediction within a narrow range $\Lambda_{\rm NP}\in [19.4~\text{TeV},~21.5~\text{TeV}]$, which is consistent with constraints from Kaon invisible decays.

Sterile neutrinos are well-motivated beyond the Standard Model (BSM) particles. The Standard Model Effective Field Theory (SMEFT) augmented with these new fields is known as the νSMEFT. We present the first code for solving the renormalization group equations (RGEs) of the νSMEFT in an automated way. For this purpose, we have implemented the νSMEFT as a new effective field theory (EFT) in the Wilson coefficient exchange format WCxf. Furthermore, we included anomalous dimensions depending on the gauge couplings and Yukawas in the python package wilson. This novel version of wilson allows a consistent inclusion of νSMEFT renormalization group (RG) running effects above the electroweak (EW) scale in phenomenological studies involving sterile neutrinos. Moreover, this new release allows us to study EW, strong, and Yukawa running effects separately within the SMEFT.

Top quark pair production in association with a Z-boson or a photon at the LHC directly probes neutral top-quark couplings. We present predictions for these two processes in the Standard Model (SM) Effective Field Theory (EFT) at next-to-leading order (NLO) in QCD. We include the full set of CP-even dimension-six operators that enter the top-quark interactions with the SM gauge bosons. For comparison, we also present predictions in the SMEFT for top loop-induced HZ production at the LHC and for $$ t\overline{t} $$ production at the ILC at NLO in QCD. Results for total cross sections and differential distributions are obtained and uncertainties coming from missing higher orders in the strong coupling and in the EFT expansions are discussed. NLO results matched to the parton shower are available, allowing for event generation to be directly employed in an experimental analyses. Our framework provides a solid basis for the interpretation of current and future measurements in the SMEFT, with improved accuracy and precision.

We investigate electroweak baryogenesis within the framework of the Standard Model Effective Field Theory. The Standard Model Lagrangian is supplemented by dimension-six operators that facilitate a strong first-order electroweak phase transition and provide sufficient CP violation. Two explicit scenarios are studied that are related via the classical equations of motion and are therefore identical at leading order in the effective field theory expansion. We demonstrate that formally higher-order dimension-eight corrections lead to large modifications of the matter-antimatter asymmetry. The effective field theory expansion breaks down in the modified Higgs sector due to the requirement of a first-order phase transition. We investigate the source of the breakdown in detail and show how it is transferred to the CP-violating sector. We briefly discuss possible modifications of the effective field theory framework.

The gauge-invariant operators up to dimension six in the low-energy effective field theory below the electroweak scale are classified. There are 70 Hermitian dimension-five and 3631 Hermitian dimension-six operators that conserve baryon and lepton number, as well as ΔB = ±ΔL = ±1, ΔL = ±2, and ΔL = ±4 operators. The matching onto these operators from the Standard Model Effective Field Theory (SMEFT) up to order 1/Λ2 is computed at tree level. SMEFT imposes constraints on the coefficients of the low-energy effective theory, which can be checked experimentally to determine whether the electroweak gauge symmetry is broken by a single fundamental scalar doublet as in SMEFT. Our results, when combined with the one-loop anomalous dimensions of the low-energy theory and the one-loop anomalous dimensions of SMEFT, allow one to compute the low-energy implications of new physics to leading-log accuracy, and combine them consistently with high-energy LHC constraints.

The search for effective field theory deformations of the Standard Model (SM) is a major goal of particle physics that can benefit from a global approach in the framework of the Standard Model Effective Field Theory (SMEFT). For the first time, we include LHC data on top production and differential distributions together with Higgs production and decay rates and Simplified Template Cross-Section (STXS) measurements in a global fit, as well as precision electroweak and diboson measurements from LEP and the LHC, in a global analysis with SMEFT operators of dimension 6 included linearly. We present the constraints on the coefficients of these operators, both individually and when marginalised, in flavour-universal and top-specific scenarios, studying the interplay of these datasets and the correlations they induce in the SMEFT. We then explore the constraints that our linear SMEFT analysis imposes on specific ultra-violet completions of the Standard Model, including those with single additional fields and low-mass stop squarks. We also present a model-independent search for deformations of the SM that contribute to between two and five SMEFT operator coefficients. In no case do we find any significant evidence for physics beyond the SM. Our underlying Fitmaker public code provides a framework for future generalisations of our analysis, including a quadratic treatment of dimension-6 operators.

A bstract The precise measurement of the Higgs boson properties requires a robust framework to parametrize possible deviations from Standard Model (SM) predictions in the most model-independent way possible. The Effective Field Theory (EFT) framework has become the most widely used since it offers a broad scope and a consistent path to increase the precision of the computations. Two prominent EFTs are the Standard Model Effective Field Theory (SMEFT) and the Higgs Effective Field Theory (HEFT). While similar in many aspects, their phenomenological differences are nowhere more pronounced than in multi-Higgs production. To precisely chart the separation between both EFTs, we study gluon-fusion double and triple Higgs production using bootstrapped on-shell amplitudes. This allows us to get the kinematic dependence of the gauge-invariant amplitude without field-redefinition ambiguities. As part of our study, we develop a technique that allows to build tree-level five-point on-shell amplitudes from lower-point on-shell amplitudes and bootstrapped contact terms. We then match the bootstrapped on-shell scattering amplitudes to the amplitudes computed in SMEFT (up to order 1/Λ 4 ) and HEFT (at NNLO) and analyze the EFT order at which each kinematic structure appears. We also show how certain structures in gg → hhh appear only at dimension-12 in SMEFT or N 3 LO in HEFT.