Abstract

Based on the frequent occurrence of stress-induced hazards in deep rock tunnels, a physical model experimental study of the development process, failure mechanism, and onset conditions of deep hard rock spalling in horseshoe-shaped tunnels is carried out. The test process mainly includes model preparation, loading, excavation, and monitoring. A high-speed camera, distributed fiber optic sensing, acoustic emission (AE) system, and visual imaging correlation-2D (VIC-2D) techniques are integrated to monitor the mechanical response of the surrounding rocks. The test results indicate that the physical model test successfully simulates the spalling phenomena of the deep hard rock. The integrated monitoring system successfully captures the information on deformation, AE signals, and crack propagation in the instantaneous process of the surrounding rock spalling failure, which provides a sound basis for a more comprehensive understanding of the mechanism. Microcracks and dilation appear first on the sidewall surface; the cracks then continue to propagate and coalesce, forming thin rock flakes and spalling in a lamellar manner from shallow to deep. The quantitative relationships between the onset stresses, the critical strains, and the initial boundary stresses of the spalling failure are established. At the same depth from the excavation boundary, the radial strain of the sidewall is larger than that of the crown, and it decreases away from the excavation boundary to the interior. The increasing loading in vertical direction leads to the stress concentration in the shallow part at the sidewall and a sharp increase of deformation. There is a positive correlation between the spalling failure degree and the initial boundary stresses.

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