Optimizing XGBoost, CatBoost, and Bagging models for predicting the maximum dry density of compacted soil using grid search hyperparameter tuning

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In geotechnical engineering, an accurate estimation of maximum dry density (MDD) is essential to ensure the stability of geotechnical structures such as roads, embankments, and foundations. While traditional laboratory methods, such as the Proctor compaction test, are reliable, they are often labor-intensive and time-consuming. Therefore, the main aim of this study is to develop efficient data-driven models, including XGBoost (XGB), CatBoost (CAB), and Bagging (BAG), for rapid and reliable estimation of MDD using easily measurable soil properties. A dataset of 214 soil samples collected from the Van Don-Mong Cai expressway construction project (Vietnam) comprising eight key input variables was used: gravel content, coarse and fine sand contents, silt and clay content, optimum moisture content, liquid limit, plastic limit, and plasticity index. Model performance was evaluated using R², RMSE, MAE, and a Taylor diagram. Results indicate that the Grid Search-optimized BAG model achieved the best performance, with R² values of 0.94 and 0.81 for the training and test datasets, respectively, and the lowest RMSE and MAE. Optimized CAB showed comparable performance, while XGB exhibited relatively lower generalization capability. Optimized CAB yielded similar results, whereas optimized XGB performed worse. The significance of this study lies in demonstrating that ensemble learning models, particularly Bagging, can provide accurate, physically interpretable predictions of MDD, thereby reducing reliance on extensive laboratory testing. The novelty of this work lies in the systematic comparison of optimized ensemble models using a real construction dataset, combined with interpretability analysis via partial dependence plots consistent with established soil mechanics principles. These findings highlight the potential of optimized machine learning models as practical tools for modern geotechnical engineering applications.

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  • 10.21917/ijsc.2022.0378
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  • Apr 1, 2022
  • ICTACT Journal on Soft Computing
  • Jitendra Khatti + 1 more

This technical article helps identify the optimum performance AI model for predicting compaction parameters of soil. A comparative study is mapped between regression analysis (RA), Gaussian process regression (GPR), decision tree (DT), support vector machine (SVM), and artificial neural networks (ANNs) approaches using 59 soil datasets. The soil dataset consists of soil properties such as gravel content, silt content, sand content, specific gravity, clay content, plasticity index, and liquid limit. The soil properties are used as input parameters to develop the AI model to predict soil optimum moisture content and maximum dry density. The RA, GPR, SVM, DT, and ANN models are designated as MLR_X, GPR_X, SVM_X, DT_X, ANN_X, where the X is OMC and MDD. The performance of MLR_OMC, GPR_OMC, SVM_OMC, DT_OMC, LMNN_OMC, and GDANN_OMC is 0.9714, 0.9867, 0.9689, 0.9832, 0.9435, and 0.9520, respectively. Similarly, the performance of MLR_MDD, GPR_MDD, SVM_MDD, DT_MDD, LMNN_MDD, and GDANN_MDD is 0.9512, 0.9854, 0.9482, 0.9199, 0.8679, and 0.9395, respectively. Based on the performance of AI models, the GPR_OMC and GPR_MDD models are identified as the optimum performance model to predict the soil maximum dry density (MDD) and optimum moisture content (OMC). The predicted OMC and MDD are compared with laboratory OMC and MDD, and it is found that the GPR_OMC and GPR_MDD model has the potential to predict soil compaction parameters.

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Association between CBR and Soil Index Properties: Empirical Analysis from Chitwan and Makwanpur District Soil Samples
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The California Bearing Ratio (CBR) value is a crucial soil parameter in road construction and design. Obtaining representative CBR values is challenging, requiring time-consuming and expensive testing procedures. To address this issue, regression equations were developed to establish correlations between CBR and soil index properties. Laboratory tests were conducted to determine the soaked CBR, Liquid Limit (LL), Plastic Limit (PL), Plasticity Index (PI), Maximum Dry Density (MDD), and Optimum Moisture Content (OMC) of soil samples. Regression models were then created between CBR and different sets of soil index properties using Microsoft Excel 2007. Strong correlations were observed between soaked CBR, PL, PI, OMC, and MDD (R2 = 0.744); CBR, LL, PL, OMC, and MDD (R2 = 0.702); CBR, PI, OMC, and MDD (R2 = 0.643); CBR, LL, OMC, and MDD (R2 = 0.621); and CBR, OMC, and MDD (R2 = 0.602). Among all equations, the relation CBR = 0.72 PL – 1.22 PI + 2.34 OMC + 106.97 MDD – 222.46 exhibited the strongest correlation with a P-value of 0.005 and R2 of 0.744.

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Determination of Compaction Parameters of Cement‐Lime Soils: Boosting‐Based Ensemble Models
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  • International Journal for Numerical and Analytical Methods in Geomechanics
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Hydraulic Conductivity of Fly Ash–Montmorillonite Clay Mixtures
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Assessment of unconfined compressive strength of nano-doped fly ash-treated clayey soil using machine learning tools.
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  • Scientific reports
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Prediction of Compaction Parameters from Soil Index Properties Case Study: Dam Complex of Upper Atbara Project
  • Jan 14, 2021
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  • Abusamra Yousif + 8 more

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  • 10.1007/s40996-018-0098-z
Simplified Method to Predict Compaction Curves and Characteristics of Soils
  • Feb 3, 2018
  • Iranian Journal of Science and Technology, Transactions of Civil Engineering
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Improvements of the soils in sites are usually necessary to achieve the desired strength, compressibility and hydraulic conductivity of soils. Generally, improvement in compaction is preferred and applied in sites. The compaction curve and associated characteristics, namely maximum dry unit weight and optimum moisture content, should be determined in the laboratory by using Proctor test procedures. However, a number of Proctor tests need to be carried out for projects like earth dams, embankments and highways. In this paper, a simplified and dependable way of obtaining compaction characteristics and compaction curves at different compaction energy levels for preliminary designs is introduced. For this purpose, Proctor compaction tests were conducted with different soils and at different compaction energy levels apart from using extensive results found in the literature. It was found out that by only getting the compaction characteristics from plastic limit an approximate compaction curve can be obtained from family curves. The approximate compaction curve compares well with the tested values too. Maximum dry density predicted is 0.986 times the maximum dry density at plastic limit, whereas predicted optimum moisture content is 0.99 times the actual optimum moisture content.

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  • Cite Count Icon 9
  • 10.29137/umagd.379757
Prediction of Compaction Behaviour of Soils at Different Energy Levels
  • Oct 1, 2015
  • Uluslararası Muhendislik Arastirma ve Gelistirme Dergisi
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Compaction tests forms one of the importantaspects in geotechnical engineering practice. These tests are time consumingand require large quantity of soil also. In this paper based on the results ofthe compaction tests carried out for different soils of varying plasticitycharacteristics at different compaction energies and on published data, it hasbeen brought that there is a good correlation between the optimum moisturecontent and plastic limit for the . In addition to this one can predict themodified compaction parameters just knowing the plastic limit of the soil.For the present investigation, threedifferent soils from North Cyprus (Tuzla, Değirmenlik and Akdeniz) and a soilfrom Turkey (highly plastic montmorillonitic clay) were chosen. These soils areheavily in use for civil engineering activities like construction of pavements,embankments and earth retaining structures. Compaction tests were carried out at threedifferent energy levels for the four soils described.. They are standardProctor test (SP), reduced modified Proctor (RMP) and modified Proctor (MP).For the standard Proctor, the compaction energy works out to be 593.7 kJ/m3.In the modified Proctor test, the compaction energy works out to be 2693.3 kJ/m3.In the reduced modified Proctor test the procedure is same as modified Proctorexcept the number of layers are three instead of five. The compaction energyworks out to be 1616 kJ/m3. [1]Based on the experimental results obtained for maximum dry density vs.optimum moisture content for the four different soils with different compactionenergy levels it has been found that irrespective of soil typeand compaction energy levels both the maximum dry density and optimum moisturecontent are linearly related with a very high correlation coefficient of R= 0.994. Results obtained from laboratory tests aswell as from literature show that the correlation between maximum dry densityand OMC for different soils, compacted for two compaction energy levels is verygood. It is thus seen that one can predict OMCknowing the plastic limit with reasonable accuracy.Having obtained OMC one can get the maximumdry density from equation(1) obtained in this study. From experimental results it has been foundthat both OMC and maximum dry densityof Proctor’s test results and that of modified Proctor’s test results ofauthors’ as well as data collected from literature correlate very well.It is seen that the correlation is highlysatisfactory. Having obtained both OMC and maximum dry density for Proctor’senergy level one can get the OMC and maximum dry density for modified Proctorcondition also.

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  • Research Article
  • Cite Count Icon 17
  • 10.3390/app14072716
Prediction of Soil Compaction Parameters Using Machine Learning Models
  • Mar 24, 2024
  • Applied Sciences
  • Bingyi Li + 3 more

Maximum Dry Density (MDD) and Optimum Moisture Content (OMC) are two important parameters of soil filling, which affect the soil stability and bearing capacity, and thus the reliability and durability of facilities such as highways and bridges. Therefore, it is important to make reasonable predictions of OMC and MDD. Four machine learning algorithms, namely, Support Vector Machine (SVM), Artificial Neural Network (ANN), Random Forest (RF), and Extreme Gradient Boosting Tree (XGBoost), are adopted in this paper to establish MDD and OMC prediction models. After training and testing, the best models of the four algorithms are compared. The results show that, as an ensemble learning algorithm, XGBoost is the best model for predicting MDD and OMC, with an R2 of 0.9234 for OMC, and an R2 of 0.9098 for MDD. Finally, the feature importance analysis concludes that the plastic limit (PL) and the liquid limit (LL) are the two features that affect OMC and MDD the most. The prediction of soil compaction parameters using machine learning models, especially ensemble learning, can significantly reduce the amount of laboratory work and improve the efficiency of optimizing design for soil resource utilization in engineering construction.

  • Book Chapter
  • Cite Count Icon 1
  • 10.4018/978-1-4666-9474-3.ch015
Application of Meta-Models (MPMR and ELM) for Determining OMC, MDD and Soaked CBR Value of Soil
  • Jan 1, 2016
  • Vishal Shreyans Shah + 2 more

This chapter examines the capability of Minimax Probability Machine Regression (MPMR) and Extreme Learning Machine (ELM) for prediction of Optimum Moisture Content (OMC), Maximum Dry Density (MDD) and Soaked California Bearing Ratio (CBR) of soil. These algorithms can analyse data and recognize patterns and are proved to be very useful for problems pertaining to classification and regression analysis. These regression models are used for prediction of OMC and MDD using Liquid limit (LL) and Plastic limit (PL) as input parameters. Whereas Soaked CBR is predicted using Liquid limit, Plastic limit, OMC and MDD as input parameters. The predicted values obtained from the MPMR and ELM models have been compared with that obtained from Artificial Neural Networks (ANN). The accuracy of MPMR and ELM models, their performance and their reliability with respect to ANN models has also been evaluated.

  • Research Article
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Study of Compaction Characteristics of Soil with the Addition of Slate Mining Waste
  • Nov 30, 2016
  • Indian Journal of Science and Technology
  • Er Kartik Khanna

Objectives: This paper brings out the results of an experimental programme carried out at National Institute of Technology, Hamirpur to evaluate the effectiveness of using slate quarry waste for soil stabilization by studying the compaction characteristics of various proportions of slate waste in native soil, as a pre-requirement to reach at soil-slate mix for shear strength and settlement testing for use as a sub grade material for foundations of structures and pavements. Methods/Statistical Analysis: Disturbed sampling of soil was done and was classified according to Indian Standard Soil Classification System (ISSCS), using Liquid limit and Plasticity index. Slate waste was sampled and Sieve analysis was performed. Light compaction tests were performed in order to get the Maximum Dry Density and Optimum Moisture content of soil with slate mining waste in various proportions. Findings: The soil was found to have liquid limit and plastic limit of 46.0833% and 26.1570 % respectively. According to ISSCS, Soil was found to be clay of medium compressibility. Slate waste with cu and ccof9.04 and 0.67 respectively was utilized for the study. The Optimum Moisture Content (OMC) and Maximum Dry Density (MDD) was found to be 24.989% and 1.497 g/cc, 32% and 1.95g/cc for soil and slate waste respectively. Variation of OMC and MDD with slate waste (%) added was analysed. The results show that the addition of waste material has increased the OMC as well as the MDD. An increase in MDD depicts a stable soil. The increase in OMC is due to the water absorption of slate waste. Application/Improvements: These results can be further used for study of strength, settlement behaviour, and slope stability of the soil-slate waste mix. It can be utilized for economics in pavements and improvement of Sub grade of pavements and buildings.

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  • Research Article
  • Cite Count Icon 27
  • 10.3390/app11167503
Artificial Intelligence for Prediction of Physical and Mechanical Properties of Stabilized Soil for Affordable Housing
  • Aug 16, 2021
  • Applied Sciences
  • Woubishet Zewdu Taffese + 1 more

Soil stabilization is the alteration of physicomechanical properties of soils to meet specific engineering requirements of problematic soils. Laboratory examination of soils is well recognized as appropriate for examining the engineering properties of stabilized soils; however, they are labor-intensive, time-consuming, and expensive. In this work, four artificial intelligence based models (OMC-EM, MDD-EM, UCS-EM+, and UCS-EM−) to predict the optimum moisture content (OMC), maximum dry density (MDD), and unconfined compressive strength (UCS) are developed. Experimental data covering a wide range of stabilized soils were collected from previously published works. The OMC-EM, MDD-EM, and UCS-EM− models employed seven features that describe the proportion and types of stabilized soils, Atterberg limits, and classification groups of soils. The UCS-EM+ model, besides the seven features, employs two more features describing the compaction properties (OMC and MDD). An optimizable ensemble method is used to fit the data. The model evaluation confirms that the developed three models (OMC-EM, MDD-EM, and UCS-EM+) perform reasonably well. The weak performance of UCS-EM− model validates that the features OMC and MDD have substantial significance in predicting the UCS. The performance comparison of all the developed ensemble models with the artificial neural network ones confirmed the prediction superiority of the ensemble models.

  • Research Article
  • Cite Count Icon 1
  • 10.1088/1757-899x/805/1/012017
Influence of XL-bond nanochemical on strength indices of weak lateritic soil
  • Mar 1, 2020
  • IOP Conference Series: Materials Science and Engineering
  • Os Olaniyan + 4 more

Lateritic soil is among the major construction materials in road pavement. However, obtaining lateritic soil with sufficient strength is difficult and stabilization with cement is expensive. Stabilization with cement and lime has been well reported but there is paucity of information on stabilization with XL-Bond nanochemicals. In this study, the strength characteristics of stabilized lateritic soil with XL-Bond nanochemical were investigated. Lateritic soil samples were taken from Bariga and Mushin, Lagos State, Nigeria borrowpits (A: Latitude 6.5391°, longitude 3.3849°) and (B: Latitude 6.5273°, longitude 3.3414°), respectively. The geotechnical properties which include Moisture Content (MC), Particle Size Analysis (percentage passing sieve no 200), Plastic Index (PI), Optimum Moisture Content (OMC), Maximum Dry Density (MDD), Unconfined Compressive Strength (UCS) and California Bearing Ratio [CBR] (soaked) of lateritic soils were determined at natural state. The lateritic soils were stabilized at 2, 4, 6, and 8% of XL-Bond nanochemical by dry unit weight of the soil samples. The PI, MDD, CBR (soaked and unsoaked) and UCS of stabilized laterite soil samples were determined in line with standard methods.The MC, percentage passing sieve no 200, PI, OMC, MDD, UCS and CBR (soaked and unsoaked) of soil samples A, B were (45.6%, 38.98%, 5.0%, 10.5%, 2420 g/m3, 59kPa, 12.0% and 10.0% ); (41.1%, 54.52%, 2.0%, 12.50%, 1960g/m3, 72kPa, 4.0% and 20.0%), respectively. The PI, MDD, CBR (soaked and unsoaked) and UCS of stabilized soil with XL-Bond varied from (3-7%; 2.30-2.35g/cm3, 12-23%, 23-50% and 64-83 kPa) and (3-6%; 1.44-1.50g/cm3,6-20%, 21-40% and 79-8 kPa), respectively. There is significant effect of varying percentage of XL-Bond on CBR of stabilized samples (P = 0.1004>0.05). In conclusion, stabilization of Laterite soil with XL-Bond nanochemical enhanced its compressive strength. The stabilized lateritic soil can be used as subgrade materials in highway construction.

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