Abstract

As the impact of climate change on the agricultural sector has begun to manifest itself in its severity, adaptation planning has come under scrutiny for favoring the preservation of status-quo conditions over more substantial changes. The uptake of transformational adaptations, involving a significant re-structuring of the agricultural system, is however hindered by a lack of assessment tools capable of quantifying the effects of these often more complex, far-reaching, and unprecedented changes. Agent-based models can simulate decision processes and multi-level feedbacks between system components and may therefore illustrate how transformational adaptations emerge and help identify cases where their implementation is necessary and desirable. We explore this modelling potential and aim to quantify (1) how climate change, farmer behavior and water policies may influence strategic adaptation decision-making at the farm-level, (2) the extent to which implemented adaptations represent transformations, and (3) their impact on farm structure and wider socio-ecological change. We investigate these aims through a case study of crop farming systems in the drought-prone historical region of Romagna (NE Italy), integrating insight from stakeholder interviews, local reports, spatially-explicit biophysical data and behavioral theory in the construction of an agent-based model. Results show that, on average, more than half of all implemented adaptations are transformations, thereby requiring important social and financial investments from farmers. The number of implemented transformations is highest in scenarios where drought risk perception among farmers is more widespread, notably in scenarios simulating drier climates, more adaptive behaviors and policies promoting greater water use efficiency. Under higher drought risk perception, farmers are motivated to explore a broader set of adaptations, including those outside of the trajectory determined by their farming strategy. This process particularly favors the implementation of transformational increases in farm size and irrigated area, eventually stimulating farmers to adopt an expansionist strategy. Regionally, these adaptations lead to the smallest decline in agricultural extent with fewest, yet highest profit-earning farmers, largely exacerbating presently occurring trends. Under policy scenarios simulating increased irrigation availability, fewer farmers initially experience drought and therefore perceive a drought risk. Consequently, fewer farmers undertake transformational adaptations and switch from a contractive to an expansive strategy, culminating in a relatively smaller and less profitable agricultural extent despite a larger farmer population. As transformative changes to farming strategy trigger farmers to engage in new path-dependencies, aims of water policies may therefore rebound into unintended effects, emphasizing the importance of accounting for transformational perspectives.

Highlights

  • Growing recognition of the impact and rate of climate change has shifted the discourse on climate action and drawn increased attention to the development of adaptation plans (Pielke et al, 2007)

  • Our sim­ ulations revealed that scenarios which induce increases to farmer drought risk perceptions have the greatest potential to increase the implementation of adaptations and promote expan­ sive adaptations

  • These trends primarily occur in scenarios simulating drier climates, most-adaptive farming behaviors and water policies aiming at regulating irrigation consumption, and result in a region with fewest reductions in cultivated area, increased irrigation and fewest, highest profit-earning farmers, largely exacerbating presently occurring trends

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Summary

Introduction

Growing recognition of the impact and rate of climate change has shifted the discourse on climate action and drawn increased attention to the development of adaptation plans (Pielke et al, 2007). The strategy identified the agricultural sector as highly vulnerable to the adverse impacts of climate change. A central criticism has emphasized a preference within adaptation planning on initiatives promoting short-term, incremental adjustments over more substantial, transformational, changes (Berkhout et al, 2015; Rickards and Howden, 2012; Vermeulen et al, 2018). With water availability for agriculture ex­ pected to decrease due to rising environmental awareness and economic development alongside climatic changes (Iglesias and Garrote, 2015), the long-term sustainability of adjustment approaches aimed at safe­ guarding on-farm water supply to water intensive crops is increasingly being questioned (Stein et al, 2016)

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