Abstract

Besides the rise of sustainable technologies, successful sustainability transitions crucially depend on the phase-out of unsustainable ones. However, the detailed dynamics of declining technological innovation systems (TIS) remain vague. Thus, based on the new TIS life cycle framework, we investigate how the technological dimension of a mature TIS adapts to increasing transformational pressures towards its decline. Considering the internal combustion engine (ICE) as a suitable research case, we measure the technological adaptation as changes in the dominant technological trajectory over time and across TIS territories. Empirically, this is operationalised by a main path analysis in patent citation networks, using 221,700 patents to cover the period from 10 January 1901 until 31 January 2019. Our results not only point to considerable shifts in the direction of technological development over time but also highlight stark differences across the three major car markets. Most notably, in contrast to USA and Japan, where hybrid powertrains have become the dominant alternative powertrains, the dominant trajectory in the EU territory points to an ongoing commitment towards diesel technology. In essence, our results highlight the importance of path dependency and connectivity of the knowledge search process as well as selective forces on the innovation system level, which have been neglected by related empirical studies. Conceptionally, our analysis demonstrates that the technological adaptation process is influenced by specific developments during a time period and heterogenous territorial dynamics within the TIS. Consequently, future TIS studies might consider spatially heterogeneous development cycles as well as possible mechanisms to establish an international trajectory towards sustainability goals.

Highlights

  • Publisher’s Note: MDPI stays neutralThe current issue of climate change and environmental pollution have led to the emergence of sustainability transition research, which aims to establish more sustainable production and consumption modes [1]

  • In order to discover the dynamics of technological adaptation in mature technological innovation system (TIS), we focus our empirical analysis on the internal combustion engine (ICE) in the car industry

  • Conditioned by the territorial context, the historical choices made by European policymakers and car manufacturers have influenced the performance and environmental trade-offs between the powertrain options and, compared to the United States of America (USA) and Japan, manifested the diesel engine as the most promising way forward in the EU

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Summary

Introduction

The current issue of climate change and environmental pollution have led to the emergence of sustainability transition research, which aims to establish more sustainable production and consumption modes [1]. Union (EU) compared to the rise of hybrid technology as the dominant alternative powertrain in the United States of America (USA) and Japan [14,18,19] This exemplifies that the ICE-TIS seems to have developed structural couplings with territorial elements, which heavily influenced the spatial development of the technology [9]. Conditioned by the territorial context, the historical choices made by European policymakers and car manufacturers have influenced the performance and environmental trade-offs between the powertrain options and, compared to the USA and Japan, manifested the diesel engine as the most promising way forward in the EU To our knowledge, this insight has not yet been discussed by the related empirical studies

Conceptual Background
Spatial Development of TIS
TIS Life Cycle Framework
The Transformation between the Mature and Decline Phase
A Short History of the Internal Combustion Engine
Method
Results
Dominant technological trajectories of the USArepresent
Discussion and Conclusions
Full Text
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