Abstract

In this paper, to address the problem of array sensors failure, we propose a covariance matrix reconstruction method for direction-of-arrival (DOA) estimation. Firstly, we devise a diagnosis method to detect and locate the positions of failure sensors. According to the robustness of the array, the sensor failure scenarios are classified into redundant sensors failure and non-redundant sensors failure. Then, the corresponding DOA estimation method is adopted for two failure scenarios. The former can be solved using the virtual sensors in the difference coarray. As for the latter, the difference coarray has some holes, resulting in the decrease of available continuous virtual sensors or degrees of freedom (DOFs). Based on the matrix completion theory, the covariance matrix is extended to a high-dimensional Toeplitz matrix with missing data, where some elements are zero. We employ the mapping matrix, further use trace norm instead of the rank norm for convex relaxation to reconstruct the covariance matrix, thereby realizing the filling of the virtual sensor holes in difference coarray and restoring the DOFs. Compared with the sparsity-based methods, the proposed method can eliminate the effect of the discretization of the angle domain, and avoid regularization parameter selection. Finally, the root-MUSIC method is given for DOA estimation. Theoretical analysis and simulation results show that the proposed methods can alleviate the effect of array sensors failure and improve the estimation performance.

Highlights

  • Direction of Arrival (DOA) estimation has a wide range of applications in digital communication, signal processing, and target detection, and is one of the core research contents in the field of array signal processing [1]–[4]

  • The performance of the proposed algorithm is compared with several DOA estimation algorithms in both overdetermined and underdetermined cases, including CO-MUSIC algorithm, CO-Lasso algorithm and CO-OGSBI algorithm

  • Array sensors failure can significantly deteriorate the performance of DOA estimation

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Summary

Introduction

Direction of Arrival (DOA) estimation has a wide range of applications in digital communication, signal processing, and target detection, and is one of the core research contents in the field of array signal processing [1]–[4]. The numbers and positions of failure sensors have different effects on DOA estimation performance, as proposed in [10], [11]. In this case, it is crucial to detect and locate the positions of the failure sensors and take remedial action to restore the DOA estimation performance [16]–[19]. The authors in [10], [11] propose a theory quantitatively analyze the robustness of intact array by introducing the k-essentialness of sensors and k-essential family of arrays. After detecting and locating the failure sensors, it is not necessary to classify the failure sensors using the k-essentialness of sensors and k-essential family of arrays. We classify failure sensors into redundant sensors and non-redundant sensors based on the numbers and positions

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