Abstract

We present a comprehensive description of the unique properties of newly developed phthalocyanines (Pcs) containing main-group elements that absorb and emit in the near-IR region. Group 16 (S, Se, and Te) elements and group 15 (P, As, and Sb) elements were used as peripheral and central (core) substituents. With the introduction of group 16 elements into free-base Pc, a red-shift of the Q-band was observed, as a result of the electron-donating ability of group 16 elements particularly at the α positions. An X-ray crystallographic analysis of α-ArS-, ArSe-, and ArTe-linked free-base Pcs was also successfully performed, and the relationship between structure and optical properties was clarified. When a group 15 element ion was introduced into the center of the Pc ring, the resulting Pcs showed a single Q-band peak beyond 1000 nm (up to 1056 nm in CH2Cl2). In particular, [(ArS)8PcP(OMe)2](+) and [(ArS)8PcAs(OMe)2](+) exhibited a distinct fluorescence in the 960-1400 nm region with moderate quantum yields. The atomic radius of the group 15 element is important for determining the Pc structure, so that this can be controlled by the choice of group 15 elements. Electrochemical data revealed, while MO calculations suggested, that the red-shift of the Q-band is attributable to a decrease of the HOMO-LUMO gap due to significant and moderate stabilization of the LUMO and HOMO, respectively. The effect of peripheral substutuents and a central P(V) ion on the Q-band shift was independently predicted by MO calculations, while the magnitude of the total calculated shift was in good agreement with the experimental observations. The combination of spectral, electrochemical, and theoretical considerations revealed that all of the central group 15 elements, peripheral group 16 elements, and their positions are necessary to shift the Q-band beyond 1000 nm, indicating that the substitution effects of group 15 and 16 elements act synergistically. The Pcs having Q-bands beyond 1000 nm in this study also had stability under aerobic conditions comparative to that of CuPc, which is presently being widely used in consumer products.

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