Consciousness, Higher-Order Theories of
Higher-order theories are theories of phenomenal consciousness. Phenomenal consciousness is the property of there being something that it is like for one to have an experience. Something that it is like from the point of view of the organism. According to the higher-order approach, an organism is phenomenally conscious just in case it has an appropriate kind of inner awareness of itself as being in some mental state or other. So, when one consciously believes that Kentucky is south New York one is aware of oneself as believing that Kentucky is south of New York. Similarly, when one consciously sees red, or experiences fear, one is aware of oneself as seeing red or being afraid. The relevant kind of inner awareness is what distinguishes the various kinds of higher-order theories. One might think that the right kind of inner awareness would be a kind of inner perception. Yet contemporary psychology and neuroscience do not seem to support the idea of a kind of inner sense. We do, in addition, become aware of things by thinking about them as being present. This has inspired the higher-order thought theory of consciousness, which was first explicitly developed in the 1990s. There are many different kinds of higher-order thought theories. One version, the Relational Model, claims that the first-order state is transformed into a phenomenally conscious state when one becomes aware of that very state via having a higher-order thought. In addition, there are Joint-Determination Models which hold that the higher-order content and first-order content are part of the same mental state. These come in at least two varieties: the Same-Order Model and the Split-Level Model. These are distinguished by how they respond to worries about misrepresentation. In addition, there are Non-relational models which hold that the relevant higher-order state determines what it is like for one to have a conscious experience. Finally, there are non-standard higher-order theories that appeal to acquaintance or mental quotation.
- Research Article
- 10.1215/00318108-9264069
- Oct 1, 2021
- The Philosophical Review
<i>Human and Animal Minds: The Consciousness Questions Laid to Rest</i>
- Research Article
77
- 10.1093/analys/anr040
- May 16, 2011
- Analysis
Ned Block argues that the higher order (HO) approach to explaining consciousness is ‘defunct’ because a prominent objection (the ‘misrepresentation objection’) exposes the view as ‘incoherent’. What’s more, a response to this objection that I’ve offered elsewhere (Weisberg 2010) fails because it ‘amounts to abusing the notion of what-it’s-like-ness’ (Block 2011: 427). In this response, I wish to plead guilty as charged. Indeed, I will continue herein to abuse Block’s notion of what-it’s-like-ness. After doing so, I will argue that the HO approach accounts for the sense of what-it’s-like-ness that matters in a theory of consciousness. I will also argue that the only incoherence present in the HO theory is that generated by embracing Block’s controversial notion of what-it’s-like-ness, something no theorist of any stripe ought to do. Block is famous for (among other things) having introduced the notion of ‘phenomenal consciousness’ into contemporary philosophy of mind (Block 1995). This term is widely employed in the philosophical literature and it even appears in the empirical literature. But widespread usage has brought about divergent interpretations of the term. We can distinguish a ‘moderate’ and a ‘zealous’ reading of ‘phenomenal consciousness’. On the moderate reading, ‘phenomenal consciousness’ just means ‘experience’. Many people have embraced this sense of the term and use it to roughly pick out conscious experience involving sensory quality (states like conscious visual experiences or conscious pains, for example). On the zealous reading, however, phenomenal consciousness is held to be ‘distinct from any cognitive, intentional, or functional property’ (Block 1995: 234). That is, any explanation of phenomenal consciousness in exclusively cognitive, intentional or functional terms will fail to capture, without remainder, what is really distinctive about phenomenal consciousness. Block, of course, is fully clear about embracing the zealous reading; indeed, his initial introduction of the notion is in those terms. The same ambiguity occurs with the much-used (and abused) idea of ‘what-it’s-like-ness’. The notion has its origins in Nagel’s famous 1974 ‘Bat’ paper where he writes that ‘an organism has conscious mental states if and only if there is something it’s like to be that organism – something it’s like for the organism’ (1974: 436, emphasis in original). Here, again, there
- Research Article
2
- 10.53765/20512201.29.11.155
- Dec 1, 2022
- Journal of Consciousness Studies
Higher-order theories of consciousness typically account for introspection in terms of one's higher-order thoughts being conscious, which would require a third-order thought — i.e.a thought about a thought about a mental state. In this work, we offer an alternative account of introspection that builds on the recent HigherOrder Representation of a Representation (HOROR) theory of phenomenal consciousness. According to HOROR theory, phenomenal consciousness consists in having the right kind of higher-order representation. We claim that this theory can be extended to introspection by recognizing that there is a distinctive kind of consciousness — i.e. introspective consciousness — which can be accounted for as the theory does for phenomenal consciousness generally. We call this novel view: Higher-Order Representation Intentionally For Introspective Consciousness (HORIFIC). We argue that there are independent reasons for thinking that introspective consciousness can be either 'stimuli-induced' or 'self-triggered' and that one of the benefits of the view we develop is that it can embrace a pluralist approach. Our view also accounts for what specific mental state is represented by a particular higher-order representation, and for the way in which we are aware of changes, transitions, and boundaries between mental states in specific cases of introspective consciousness.
- Research Article
87
- 10.1007/s11098-014-0388-7
- Sep 21, 2014
- Philosophical Studies
One popular approach to theorizing about phenomenal consciousness has been to connect it to representations of a certain kind. Representational theories of consciousness can be further sub-divided into first-order and higher-order theories. Higher-order theories are often interpreted as invoking a special relation between the first-order state and the higher-order state. However there is another way to interpret higher-order theories that rejects this relational requirement. On this alternative view phenomenal consciousness consists in having suitable higher-order representations. I call this ‘HOROR’ (“Higher-Order Representation Of a Representation”) theory to distinguish it from relational versions of higher-order theory. In this paper I make the case that HOROR theory is a plausible account of the real nature of phenomenal consciousness whatever one’s views are about whether it is physical/reducible or not. I first clarify HOROR theory and compare it to the more traditional same-order and higher-order thought theories. Afterwards I move to presenting some considerations in favor of HOROR theory.
- Supplementary Content
- 10.1007/s11910-025-01471-1
- Dec 20, 2025
- Current Neurology and Neuroscience Reports
Purpose of ReviewTo gather (almost) all (reasonable) theories of phenomenal consciousness, describe them neutrally (largely in the words of their authors), and organize them in a comprehensive, cross-disciplinary taxonomy of categories—"Landscape of Consciousness." Perhaps the process can encourage novel ways of thinking among medical (psychiatry/neurology) practitioners and neuroscientists.Recent FindingsLandscape organizes more than 350 explanations of phenomenal consciousness across physicalist and non-physicalist traditions. There are 10 primary categories: Materialism. Non-Reductive Physicalism. Quantum & Dimensions. Information. Panpsychisms. Monisms. Dualisms. Idealisms. Anomalous & Altered States. Challenge. Materialism, with the largest number of theories by far, has 12 subcategories: Philosophical. Eliminative/Illusionism. Neurobiological. Electromagnetic Field. Computational & Functionalism. Homeostatic & Affective. Embodied & Enactive. Relational. First-order. Higher-order. Language. Phylogenetic/Evolutionary. Representative theories are here summarized as (non-exhaustive) examples. The Landscape of Consciousness is a work-in-process—permanently.SummaryTwo central theses: (i) understanding phenomenal consciousness at this point should not be restricted to selected ways of thinking or constrained by approved modes of knowing, but should rather seek expansive yet rational diversity, and (ii) issues of sentience, such as AI consciousness, virtual immortality, meaning/purpose, free will, life after death, etc., cannot be understood except in the light of particular theories of consciousness. Implications for psychiatry/neurology and neuroscience may be considered.
- Research Article
130
- 10.1016/j.tics.2019.11.011
- Dec 28, 2019
- Trends in Cognitive Sciences
Learning to Be Conscious.
- Research Article
7
- 10.1080/09515080600729348
- Aug 1, 2006
- Philosophical Psychology
In this paper we present a two-stage argument against Peter Carruthers’ theory of phenomenal consciousness. The first stage shows that Carruthers’ main argument against first-order representational theories of phenomenal consciousness applies with equal force against his own theory. The second stage shows that if Carruthers can escape his own argument against first-order theories, it will come at the cost of wedding his theory to certain unwelcome implausibilities. §1 discusses Carruthers’ argument against first-order representationalism. §2 presents Carruthers’ theory of consciousness. §3 presents our argument against Carruthers’ theory. §4 sums up.
- Research Article
- 10.1080/09515089.2024.2339353
- Dec 20, 2024
- Philosophical Psychology
Intuitively, there is a close link between moral status and phenomenal consciousness. Taking the link seriously can serve as the basis of a proposal that appears to have a surprising number of theoretical benefits. This proposal is the moral option, according to which moral status is partly determinative of phenomenal consciousness, and phenomenal consciousness is sufficient for possession of a moral property I refer to as “moral status.” I argue for this view on the basis of its ability to shed light on the distribution problem of determining which systems are phenomenally conscious. I explicate it by drawing on a theory of attributions of phenomenal consciousness, and considering its relationship to positions on the metaphysics of consciousness. I defend it against a series of objections, including three based on previous theories of the link between phenomenal consciousness and moral status. The moral option should, in my view, be a serious contender among theories of phenomenal consciousness.
- Research Article
- 10.1515/dzph-2015-0072
- Dec 1, 2015
- Deutsche Zeitschrift für Philosophie
This paper explores Schelling’s theory of phenomenal consciousness in the System of Transcendental Idealism. It is shown that Schelling’s description and explanation of phenomenal consciousness is in accord with contemporary self-representationalist accounts of phenomenal consciousness. Thus, it is argued that Schelling develops a self-representationalist approach of phenomenal consciousness. Furthermore, it is demonstrated on the basis of Schelling’s account that analytic self-representationalism fails to completely explain phenomenal consciousness. Finally, however, a fundamental critique of Schelling’s theory of phenomenal consciousness is presented. Thus the central theses of the paper are, on the one hand, that Schelling is of systematic importance for contemporary debates, on the other hand, that his account is not convincing.
- Research Article
42
- 10.3389/fpsyg.2020.00655
- Apr 7, 2020
- Frontiers in Psychology
Problems are raised with the global workspace hypothesis of consciousness, for example about exactly how global the workspace needs to be for consciousness to suddenly be present. Problems are also raised with Carruthers’s (2019) version that excludes conceptual (categorical or discrete) representations, and in which phenomenal consciousness can be reduced to physical processes, with instead a different levels of explanation approach to the relation between the brain and the mind advocated. A different theory of phenomenal consciousness is described, in which there is a particular computational system involved in which Higher Order Syntactic Thoughts are used to perform credit assignment on first order thoughts of multiple step plans to correct them by manipulating symbols in a syntactic type of working memory. This provides a good evolutionary reason for the evolution of this kind of computational module, with which, it is proposed, phenomenal consciousness is associated. Some advantages of this HOST approach to phenomenal consciousness are then described with reference not only to the global workspace approach, but also to Higher Order Thought (HOT) theories. It is hypothesized that the HOST system which requires the ability to manipulate first order symbols in working memory might utilize parts of the prefrontal cortex implicated in working memory, and especially the left inferior frontal gyrus, which is involved in language and probably syntactical processing. Overall, the approach advocated is to identify the computations that are linked to consciousness, and to analyze the neural bases of those computations.
- Research Article
- 10.5406/19398298.135.4.08
- Dec 1, 2022
- The American Journal of Psychology
The Equations for Consciousness: A Reply to “Tracking the Travels,” a Review of <i>Journey of the Mind</i>
- Research Article
33
- 10.1080/09515080120109414
- Mar 1, 2002
- Philosophical Psychology
Michael Tye has recently argued that the phenomenal character of conscious experiences is "one and the same as" (1) Poised (2) (3) Non-conceptual (4) Intentional Content (PANIC). Tye argues extensively that PANIC Theory accounts for differences in phenomenal character in representational terms. But another task of a theory of phenomenal consciousness is to account for the difference between those mental states that have phenomenal character at all and those that do not. By going through each of the four qualifiers of PANIC, we argue that PANIC Theory fails to account for this difference in genuinely representational terms. We suggest, furthermore, that the reasons it fails are likely to be endemic to all representational theories of phenomenal consciousness.
- Research Article
9
- 10.1007/s11097-016-9491-x
- Nov 2, 2016
- Phenomenology and the Cognitive Sciences
The distinction between phenomenal and access consciousness is central to debates about consciousness and its neural correlates. However, this distinction has often been limited to the domain of perceptual (visual) experiences. On the basis of dream phenomenology and neuroscientific findings this paper suggests a theoretical framework which extends this distinction to dreaming, also in terms of plausible neural correlates. In this framework, phenomenal consciousness is involved in both waking perception and dreaming, whereas access consciousness is weakened, but not fully eliminated, during dreaming. However, access consciousness is more active during lucid dreaming. The proposed framework accounts for different aspects of dream phenomenology, including levels of integration of perceptual, cognitive and affective features in dreams, bizarreness, dream amnesia and the occurrence of meta-awareness and accessibility in lucid dreaming. Self-related experiences and their neural substrates are suggested to be differently involved in waking cognition and dreaming. Further, phenomenal consciousness during both waking and dream experiences involve widespread recurrent interactions and convergence-divergence zones in the thalamo-cortico-limbic system, activated before conscious access in global workspace areas. Finally, we discuss the relationships of the proposed framework with other neurocognitive theories and models of consciousness and major theories of dreaming, and propose novel experimental predictions.
- Book Chapter
19
- 10.1007/978-3-030-61721-9_7
- Jan 1, 2021
Various psychopathologies of self-awareness, such as somatoparaphrenia and thought insertion in schizophrenia, might seem to threaten the viability of the higher-order thought (HOT) theory of consciousness since it requires a HOT about one’s own mental state to accompany every conscious state. The HOT theory of consciousness says that what makes a mental state a conscious mental state is that there is a HOT to the effect that “I am in mental state M” (Rosenthal D. Consciousness and mind. New York: Oxford University Press; 2005, Gennaro R. The consciousness paradox: consciousness, concepts, and higher-order thoughts. Cambridge, MA: The MIT Press; 2012. p. 127–9.). In a previous publication (Gennaro R. Somatoparaphrenia, anosognosia, and higher-order thoughts. In: Gennaro R, editor. Disturbed consciousness: new essays on psychopathology and theories of consciousness. Cambridge, MA: The MIT Press; 2015. p. 57–8), I argued that a HOT theorist can adequately respond to this concern with respect to somatoparaphrenia. Somatoparaphrenia is a “depersonalization disorder” which is characterized by the sense of alienation from parts of one’s body. It is a bizarre type of body delusion where one denies ownership of a limb or an entire side of one’s body. My focus in the chapter, however, is on “inserted thoughts” which is a common symptom of schizophrenia, although it will also be useful to contrast it with somatoparaphrenia. Schizophrenia is a mental disorder which most commonly manifests itself through auditory hallucinations, paranoid or bizarre delusions, or disorganized speech and thinking. Thought insertion is the delusion that some thoughts are not “one’s own” in some sense or are somehow being inserted into one’s mind by someone else. Graham and Stephens (When self-consciousness breaks: alien voices and inserted thoughts. Cambridge, MA: The MIT Press; 2000), for example, have suggested that thought insertion should be understood as alienated self-consciousness or meta-representation. I argue that HOT theory has nothing to fear from this phenomenon either and can consistently explain what happens in this admittedly unusual case.
- Research Article
- 10.1080/09515089.2026.2629514
- Feb 15, 2026
- Philosophical Psychology
The Higher-Order Theory (HOT) of consciousness holds that mental states become conscious when they are represented by another mental state. Most HOT theorists maintain that it is the higher-order, rather than the lower-order, state that supplies the content of conscious experience. This view entails that, for a state to become conscious, its content must be represented in the brain regions that produce higher-order states, which are widely thought to be in the Prefrontal Cortex (PFC). This article argues that this creates a challenge for HOT: current neuroimaging evidence and functional considerations suggest that, if PFC activity is constitutive of consciousness, it enables the consciousness of content represented in visual areas rather than supplying the content itself. The conclusion will be that HOT research should focus more on developing the version in which the first-order state supplies the content of visual experience.