Abstract

To comparatively evaluate a range of Natural Language Processing (NLP) approaches for Information Extraction (IE) of low-prevalence concepts in clinical notes on the example of decline of insulin therapy recommendation by patients. We evaluated the accuracy of detection of documentation of decline of insulin therapy by patients using sentence-level naïve Bayes, logistic regression and support vector machine (SVM)-based classification (with and without SMOTE oversampling), token-level sequence labelling using conditional random fields (CRFs), uni- and bi-directional recurrent neural network (RNN) models with GRU and LSTM cells, and rule-based detection using Canary platform. All models were trained using the same manually annotated 50,046-document training set and evaluated on the same 1501-document held-out set. Hyperparameter optimization was performed using 10-fold cross-validation. At the sentence level, prevalence of documentation of decline of insulin therapy by patients was 0.02% in both training and held-out sets. Naïve Bayes and logistic regression models did not achieve F1 score ≥ 0.5 on the training set and were not further evaluated. Among the other models, evaluation against the held-out test set showed that SVM identified decline of insulin therapy by patients with F1 score of 0.61, CRF with F1 of 0.51, RNN with F1 of 0.67 and Canary rule-based model with F1 of 0.97. Identification of low-prevalence concepts can present challenges in medical language processing. Rule-based systems that include the designer's background knowledge of language may be able to achieve higher accuracy under these circumstances.

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