Abstract

This paper presents a systematic but essentially descriptive account of the policy measure of stimulating human research capacity development under the policy program “Commitment to Science” in Portugal in the period 2006-2009. It explores the conditions that contributed to the development of the policy program and the measure to contract 1000 doctorates to Portuguese public and private research and development (R&D) units, and addresses the outcomes of the program within the overall science and technology policy development in Portugal. The results underline the importance of strategic policy planning and stable funding allocation for the success of policy initiatives. Further, the results indicate that the policy initiative was successful inasmuch as the Portuguese scientific community significantly increased, and also internationalised; however subsequent economic and political austerity hampered the absorption of young researchers into the public and private systems. The previous situation has been reversed since 2011 with a significant and perceivable decline in public investment in research, a decline of budgetary allocations to universities, and the migration of young researchers abroad. The analysis urges the revision of science and technology policy in Portugal and funding mechanisms available to R&D in consideration of the country’s socioeconomic situation, and with respect to other segments of the economic ecosystem.

Highlights

  • Over the past three decades, the Portuguese science and technology (S&T) system has been growing with intense and large-scale changes in science and technology policies targeting the improvement of scientific infrastructure: assessment, evaluation and investments in research and development (R&D), and training of human resources in S&T

  • — to reach 5.5 researchers for 1000 of active population; — pass from 1000 to 1500 new PhDs per year; — adapt and consolidate immigration legislation and supporting mechanisms to enable highly qualified human resources from other countries to develop their work in Portugal and make it easier for their families to join; 5 — increase PhD scholarships by 60% via open competition; — open competition for contractual arrangements with researchers, with the purpose of hiring at least 1000 national and international doctorates of exceptional merit to work at Portuguese higher education institutions and R&D units

  • This research paper aimed to analyse and describe the formation and implementation of the policy initiative related to development of research capacity at public and private R&D institutions within the “Commitment to Science” policy program, as well as address its outputs and aftermath

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Summary

Introduction

Over the past three decades, the Portuguese science and technology (S&T) system has been growing with intense and large-scale changes in science and technology policies targeting the improvement of scientific infrastructure: assessment, evaluation and investments in R&D, and training of human resources in S&T. The underdeveloped tertiary education system, with its limited knowledge base, research capacity and access was recognized as a problem impeding economic and social growth of Portugal in the late 1960s (Gonçalves and Caraça, 1987; Heitor and Horta, 2012; Heitor, Horta and Mendonça, 2014). Research was underdeveloped and undertaken in isolation by selected state laboratories (see Heitor, Horta and Mendonça, 2014). There were no incentives to higher education qualification and during this period many Portuguese scientists and scholars left the country in pursuit of education and specialization (Heitor and Horta, 2012), which left higher education institutions without adequately qualified teaching and research staff.

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