Applying OPTICS with and without PCA for fault detection of fan coil units using building automation system data

Abstract

In building operations, Heating, Ventilation, and Air Conditioning (HVAC) system faults lead to substantial energy waste. Due to the rapid growth in the availability of sensing data and advancements in computational technology, AI-based methods have emerged as a powerful tool for Fault Detection and Diagnosis (FDD) of HVAC systems, significantly enhancing the efficiency of building operations. Several studies support supervised learning methods for FDD; however, these are limited in practice due to their reliance on labeled datasets, which are generally unavailable. In this context, unsupervised methods, notably those using cluster analysis, show great promise, particularly for analysing Building Automation System (BAS) data. This paper presents a methodology using OPTICS – an ordered clustering algorithm – for fault detection and explores the impact of PCA on its accuracy for fault detection, using both published and full-scale historical building data. While beneficial for reducing computational costs and enhancing noise reduction — thereby generally improving the clarity of cluster differentiation — PCA’s dimensionality reduction may result in the loss of critical information, leading to some clusters being less discernible or entirely undetected. These overlooked clusters could be indicative of underlying faults, and their obscurity represents a significant limitation of PCA when identifying potential faults in complex data.