Abstract

BackgroundDespite the sharp decline in global under-5 deaths since 1990, uneven progress has been achieved across and within countries. In sub-Saharan Africa (SSA), the Millennium Development Goals (MDGs) for child mortality were met only by a few countries. Valid concerns exist as to whether the region would meet new Sustainable Development Goals (SDGs) for under-5 mortality. We therefore examine further sources of variation by assessing age patterns, trends, and forecasts of mortality rates.Methods and findingsData came from 106 nationally representative Demographic and Health Surveys (DHSs) with full birth histories from 31 SSA countries from 1990 to 2017 (a total of 524 country-years of data). We assessed the distribution of age at death through the following new demographic analyses. First, we used a direct method and full birth histories to estimate under-5 mortality rates (U5MRs) on a monthly basis. Second, we smoothed raw estimates of death rates by age and time by using a two-dimensional P-Spline approach. Third, a variant of the Lee–Carter (LC) model, designed for populations with limited data, was used to fit and forecast age profiles of mortality. We used mortality estimates from the United Nations Inter-agency Group for Child Mortality Estimation (UN IGME) to adjust, validate, and minimize the risk of bias in survival, truncation, and recall in mortality estimation. Our mortality model revealed substantive declines of death rates at every age in most countries but with notable differences in the age patterns over time. U5MRs declined from 3.3% (annual rate of reduction [ARR] 0.1%) in Lesotho to 76.4% (ARR 5.2%) in Malawi, and the pace of decline was faster on average (ARR 3.2%) than that observed for infant (IMRs) (ARR 2.7%) and neonatal (NMRs) (ARR 2.0%) mortality rates. We predict that 5 countries (Kenya, Rwanda, Senegal, Tanzania, and Uganda) are on track to achieve the under-5 sustainable development target by 2030 (25 deaths per 1,000 live births), but only Rwanda and Tanzania would meet both the neonatal (12 deaths per 1,000 live births) and under-5 targets simultaneously. Our predicted NMRs and U5MRs were in line with those estimated by the UN IGME by 2030 and 2050 (they overlapped in 27/31 countries for NMRs and 22 for U5MRs) and by the Institute for Health Metrics and Evaluation (IHME) by 2030 (26/31 and 23/31, respectively). This study has a number of limitations, including poor data quality issues that reflected bias in the report of births and deaths, preventing reliable estimates and predictions from a few countries.ConclusionsTo our knowledge, this study is the first to combine full birth histories and mortality estimates from external reliable sources to model age patterns of under-5 mortality across time in SSA. We demonstrate that countries with a rapid pace of mortality reduction (ARR ≥ 3.2%) across ages would be more likely to achieve the SDG mortality targets. However, the lower pace of neonatal mortality reduction would prevent most countries from achieving those targets: 2 countries would reach them by 2030, 13 between 2030 and 2050, and 13 after 2050.

Highlights

  • We demonstrate that countries with a rapid pace of mortality reduction (ARR 3.2%) across ages would be more likely to achieve the Sustainable Development Goal (SDG) mortality targets

  • Under-5 mortality analysis has been critical in evaluating progress toward the Millennium Development Goal 4 (MDG-4) that called for a reduction of under-5 mortality rates (U5MRs) by two-thirds between 1990 and 2015 [1] and more recently toward the Sustainable Development Goal 3 (SDG-3), which aims to reduce neonatal mortality rates (NMRs) to fewer than 12 per 1,000 live births and U5MRs to at least as low 25 per 1,000 births by 2030 [2]

  • We selected the time periods recommended by those authors for the estimation of infant mortality rates (IMRs) and for the countries and survey years considered in their study that matched our sample; for subsequent survey years that were available after their publication, we considered the time interval used in the latest survey included in that study or a 5-year period for countries that were not included

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Summary

Introduction

Under-5 mortality analysis has been critical in evaluating progress toward the Millennium Development Goal 4 (MDG-4) that called for a reduction of under-5 mortality rates (U5MRs) by two-thirds between 1990 and 2015 [1] and more recently toward the Sustainable Development Goal 3 (SDG-3), which aims to reduce neonatal mortality rates (NMRs) to fewer than 12 per 1,000 live births and U5MRs to at least as low 25 per 1,000 births by 2030 [2]. Uneven progress across ages persists in the region, with nearly 1 million neonatal deaths still occurring every year from 1990 to 2017 (0% decline) and increasing relative to the total under-5 deaths (from 26% in 1990 to 37% in 2017) [4]. This disparate progress in neonatal relative to under-5 mortality decline is observed even in countries that have succeeded in reducing under-5 deaths during the same period; for instance, Ethiopia reached the MDG-4 target 3 years before the 2015 deadline [6,7], yet the share of neonatal to total under-5 deaths increased from 31% in 1990 to 50% in 2017 [4]. We examine further sources of variation by assessing age patterns, trends, and forecasts of mortality rates

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