Abstract

BackgroundIn poor settings, where many births and neonatal deaths occur at home, prediction models of neonatal mortality in the general population can aid public-health policy-making. No such models are available in the international literature. We developed and validated a prediction model for neonatal mortality in the general population in India, Nepal and Bangladesh.MethodsUsing data (49 632 live births, 1742 neonatal deaths) from rural and urban surveillance sites in South Asia, we developed regression models to predict the risk of neonatal death with characteristics known at (i) the start of pregnancy, (ii) start of delivery and (iii) 5 minutes post partum. We assessed the models’ discriminative ability by the area under the receiver operating characteristic curve (AUC), using cross-validation between sites.ResultsAt the start of pregnancy, predictive ability was moderate {AUC 0.59 [95% confidence interval (CI) 0.58–0.61]} and predictors of neonatal death were low maternal education and economic status, short birth interval, primigravida, and young and advanced maternal age. At the start of delivery, predictive ability was considerably better [AUC 0.73 (95% CI 0.70–0.76)] and prematurity and multiple pregnancy were strong predictors of death. At 5 minutes post partum, predictive ability was good [AUC: 0.85 (95% CI 0.80–0.89)]; very strong predictors were multiple birth, prematurity and a poor condition of the infant at 5 minutes.ConclusionsWe developed good performing prediction models for neonatal mortality. Neonatal deaths are highly concentrated in a small group of high-risk infants, even in poor settings in South Asia. Risk assessment, as supported by our models, can be used as a basis for improving community- and facility-based newborn care and prevention strategies in poor settings.

Highlights

  • Worldwide, every year, nearly 3 million infants do not survive the first 28 days of life.[1]

  • Using data on 49 632 live births and 1742 neonatal deaths from population surveillance sites in South Asia, we were able to develop good performing prediction models based on characteristics known at (i) the start of pregnancy, (ii) the start of delivery and (iii) 5 minutes post partum

  • Neonatal deaths are highly concentrated in a small group of high-risk infants, even in poor settings in South Asia

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Summary

Introduction

Every year, nearly 3 million infants do not survive the first 28 days of life.[1]. These models focus on infants in neonatal intensive-care units.[4,5,6] Existing models for lowand middle-income countries are few and again focus on neonatal intensive-care patients.[7] In poor settings, where many neonatal deaths occur at home,[8] prediction models of neonatal mortality in the general population, rather than for selective high-risk patients only, can aid publichealth policy-making and decision-making by family members and community health workers (e.g. through early recognition of potential problems). In poor settings, where many births and neonatal deaths occur at home, prediction models of neonatal mortality in the general population can aid public-health policy-making. No such models are available in the international literature. We developed and validated a prediction model for neonatal mortality in the general population in

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