A Formalization of SQL with Nulls

Abstract

SQL is the world’s most popular declarative language, forming the basis of the multi-billion-dollar database industry. Although SQL has been standardized, the full standard is based on ambiguous natural language rather than formal specification. Commercial SQL implementations interpret the standard in different ways, so that, given the same input data, the same query can yield different results depending on the SQL system it is run on. Even for a particular system, mechanically checked formalization of all widely-used features of SQL remains an open problem. The lack of a well-understood formal semantics makes it very difficult to validate the soundness of database implementations. Although formal semantics for fragments of SQL were designed in the past, they usually did not support set and bag operations, lateral joins, nested subqueries, and, crucially, null values. Null values complicate SQL’s semantics in profound ways analogous to null pointers or side-effects in other programming languages. Since certain SQL queries are equivalent in the absence of null values, but produce different results when applied to tables containing incomplete data, semantics which ignore null values are able to prove query equivalences that are unsound in realistic databases. A formal semantics of SQL supporting all the aforementioned features was only proposed recently. In this paper, we report about our mechanization of SQL semantics covering set/bag operations, lateral joins, nested subqueries, and nulls, written in the Coq proof assistant, and describe the validation of key metatheoretic properties. Additionally, we are able to use the same framework to formalize the semantics of a flat relational calculus (with null values), and show a certified translation of its normal forms into SQL.